Andrew Hoffarth has been Partner of Financial Alternatives since January 2023, is not listed as a control person, but directly owns between 5% and 10% of the firm.
Financial Alternatives, Inc. is a La Jolla, CA firm with $615M under management, 271 clients and 7 advisers across 2 offices, as of its March 2026 filing.
Andrew Hoffarth’s longest registration is the current one, 5 years at Financial Alternatives since 2021. Before joining Financial Alternatives in 2021, Andrew Hoffarth was registered through Essential Planners and Securities America Advisors, Inc.
- Financial Alternatives, Inc.Current– present · 5 yearsFranklin, TN · Adviser representative · Firm CRD 108245
- Essential Planners– · 4 yearsSt. Louis, MO · Adviser representative · Firm CRD 271037
- Securities America Advisors, Inc.– · 4 yearsPittsburgh, PA · Adviser representative · Firm CRD 110518
Investment adviser representative registrations
Andrew Hoffarth is registered as an investment adviser representative in 2 states. The first approvals date from July 2021; the most recent is Texas, in June 2024.
- CaliforniaSince 23 July 2021
- TexasSince 28 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 4 May 2012 |
| Series 7 | General Securities Representative Examination | 26 March 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew Raymond Hoffarth
- CRD
- 5816151
- Firm
- Financial Alternatives · CRD 108245
- Role
- Partner
- Office
- Franklin, TN
- Registration
- Investment adviser registration
- In the industry since
- March 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Hoffarth work?
Andrew Hoffarth has been Partner of Financial Alternatives, Inc. since January 2023.
Is Andrew Hoffarth a financial advisor?
Yes. Andrew Hoffarth has a current investment-adviser registration in California and Texas, through Financial Alternatives since July 2021.
How many years of experience does Andrew Hoffarth have?
Andrew Hoffarth has 14 years in the financial industry, since March 2012, across 3 adviser firms.
What exams has Andrew Hoffarth passed?
Andrew Hoffarth has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2012. FINRA credited Andrew Hoffarth with the SIE, which began in October 2018.
Where did Andrew Hoffarth work before Financial Alternatives?
Before Financial Alternatives, Andrew Hoffarth was registered through Securities America Advisors, Inc., January 2013 to February 2017.
Where is Andrew Hoffarth based?
Andrew Hoffarth’s registered office is in Franklin, TN.
Is Andrew Hoffarth registered with FINRA?
No. Andrew Hoffarth has no current broker registration.
How can I verify Andrew Hoffarth’s record?
Search CRD 5816151 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Hoffarth’s full registration record.