James Freeman has been President/Chief Compliance Officer of Financial Alternatives since January 2001, is a control person of the firm and directly owns between 50% and 75% of it.
Financial Alternatives, Inc. is a La Jolla, CA firm with $615M under management, 271 clients and 7 advisers across 2 offices, as of its March 2026 filing.
- Financial Alternatives, Inc.Current– present · 21 yearsLa Jolla, CA · Adviser representative · Firm CRD 108245
Investment adviser representative registrations
James Freeman is registered as an investment adviser representative in 2 states. The first approvals date from January 2005; the most recent is Texas, in March 2018.
- CaliforniaSince 11 January 2005
- TexasSince 30 March 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 2 | Non-Member General Securities Examination | 2 July 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 October 1985 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 October 1985 |
- Name
- Non-Member General Securities Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Alan Freeman
- CRD
- 1397759
- Firm
- Financial Alternatives · CRD 108245
- Role
- President/Chief Compliance Officer
- Office
- 7825 FAY AVENUE, SUITE 245, La Jolla, CA 92037
- Registration
- Investment adviser registration
- In the industry since
- January 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does James Freeman work?
James Freeman has been President/Chief Compliance Officer of Financial Alternatives, Inc. since January 2001, and is a control person of the firm.
Is James Freeman a financial advisor?
Yes. James Freeman has a current investment-adviser registration in California and Texas, through Financial Alternatives since January 2005.
How many years of experience does James Freeman have?
James Freeman has 21 years in the financial industry, since January 2005, across 1 adviser firm.
What exams has James Freeman passed?
James Freeman has passed 3 licensing exams: the Series 63, Series 6 and Series 2. The earliest, the Series 63, was passed in October 1985.
Where is James Freeman based?
James Freeman’s registered office is in La Jolla, CA.
Is James Freeman registered with FINRA?
No. James Freeman has no current broker registration.
How can I verify James Freeman’s record?
Search CRD 1397759 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Freeman’s full registration record.