Dale Self has been an investment adviser representative at Maia Wealth since January 2023, and is not listed among the firm’s executive officers or direct owners.
Maia Wealth, LLC is a Denver, CO firm with $973M under management, 2,148 clients and 36 advisers across 9 offices, as of its May 2026 filing.
Dale Self’s longest registration was 10 years at J.P. Morgan Securities LLC (2012–2023). Before joining Maia Wealth in 2023, Dale Self was registered through J.P. Morgan Securities LLC and Chase Investment Services Corp.
- Simplicity WealthAlso current– present · under a yearIndianapolis, IN · Adviser representative · Firm CRD 300572
- J.P. Morgan Securities LLC– · 10 yearsIndianapolis, IN · Adviser representative · Firm CRD 79
- Chase Investment Services Corp.– · under a yearIndianapolis, IN · Adviser representative · Firm CRD 25574
- Amerivest Investment Management, LLC– · under a yearIndianapolis, IN · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · under a yearIndianapolis, IN · Adviser representative · Firm CRD 7870
- Chase Investment Services Corp.– · 1 yearFishers, IN · Adviser representative · Firm CRD 25574
- Charles Schwab & Co., Inc.– · 6 yearsFishers (Indianapolis), IN · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Dale Self is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from January 2023; the most recent is Texas, in October 2026.
- IndianaSince 6 January 2023
- TexasSince 6 January 2023
- TexasResidentSince 6 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 March 2003 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 20 March 2001 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 10 January 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 January 1997 |
| Series 7 | General Securities Representative Examination | 18 December 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2782162
- Firm
- Maia Wealth · CRD 292817
- Office
- 9365 Counselors Row, Suite 215, Indianapolis, IN 46240
- Registration
- Investment adviser registration
- In the industry since
- May 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Dale Self work?
Dale Self is an investment adviser representative registered through Maia Wealth, LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Dale Self a financial advisor?
Yes. Dale Self has a current investment-adviser registration in Indiana, Texas and Texas, through Maia Wealth since January 2023.
How many years of experience does Dale Self have?
Dale Self has 29 years in the financial industry, since May 1997, across 7 adviser firms.
What exams has Dale Self passed?
Dale Self has passed 5 licensing exams: the Series 7, Series 63, Series 9, Series 10 and Series 66. The earliest, the Series 7, was passed in December 1996. FINRA credited Dale Self with the SIE, which began in October 2018.
Where did Dale Self work before Maia Wealth?
Before Maia Wealth, Dale Self was registered through Chase Investment Services Corp., August 2012 to October 2012; Amerivest Investment Management, LLC, August 2011 to July 2012; TD Ameritrade, Inc., August 2011 to July 2012; Chase Investment Services Corp., January 2010 to August 2011; Charles Schwab & Co., Inc., March 2003 to November 2009.
Where is Dale Self based?
Dale Self’s registered office is in Indianapolis, IN.
Is Dale Self registered with FINRA?
No. Dale Self has no current broker registration.
How can I verify Dale Self’s record?
Search CRD 2782162 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dale Self’s full registration record.