Collin Zines has been an investment adviser representative at Stephenson and Company since April 2025, and is not listed among the firm’s executive officers or direct owners. Collin Zines holds a Bachelor's degree in business administration (Finance and Financial Planning concentrations) from Colorado State University.
Stephenson and Company, Inc. is a San Clemente, CA firm with $447M under management, 265 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Collin Zines is Wealth Advisor of Stephenson and Company, Inc., based in San Clemente, CA. Before joining the firm, he spent five years at AssetMark, where he worked with financial advisors and their clients on portfolio construction, investment management and practice management. He provides planning and personalized advice to individuals and families.
Collin Zines’ longest registration was 5 years at Assetmark, Inc. (2019–2025). Before joining Stephenson and Company in 2025, Collin Zines was registered through Assetmark, Inc.
- Stephenson and Company, Inc.Current– present · 1 yearSan Clemente, CA · Adviser representative · Firm CRD 111453
- Assetmark, Inc.– · 5 yearsEncino, CA · Adviser representative · Firm CRD 109018
Professional designations
Listed by Stephenson and Company
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Collin Zines is registered as an investment adviser representative in California, since April 2025.
- CaliforniaSince 21 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 December 2019 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 April 2019 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 25 March 2019 |
| SIE | Securities Industry Essentials Examination | 28 February 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Collin Christopher Zines
- CRD
- 7069188
- Firm
- Stephenson and Company · CRD 111453
- Office
- 241 AVENIDA DEL MAR, San Clemente, CA 92672
- Registration
- Investment adviser registration
- In the industry since
- May 2019
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stephensonfinancial.com
Where does Collin Zines work?
Collin Zines is an investment adviser representative registered through Stephenson and Company, Inc. since April 2025, and is not listed among the firm’s executive officers or direct owners.
Is Collin Zines a financial advisor?
Yes. Collin Zines has a current investment-adviser registration in California, through Stephenson and Company since April 2025.
How many years of experience does Collin Zines have?
Collin Zines has 7 years in the financial industry, since May 2019, across 2 adviser firms.
What exams has Collin Zines passed?
Collin Zines has passed 4 licensing exams: the SIE, Series 6TO, Series 63 and Series 65. The earliest, the SIE, was passed in February 2019.
Where did Collin Zines work before Stephenson and Company?
Before Stephenson and Company, Collin Zines was registered through Assetmark, Inc., December 2019 to April 2025.
Where is Collin Zines based?
Collin Zines’ registered office is in San Clemente, CA.
Is Collin Zines registered with FINRA?
No. Collin Zines has no current broker registration.
Is Collin Zines a CFP?
Stephenson and Company lists Collin Zines with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Collin Zines, CFP® biography, stephensonfinancial.com
How can I verify Collin Zines’ record?
Search CRD 7069188 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Collin Zines’ full registration record.