Bradley Stephenson has been President/CCO of Stephenson and Company since January 2016, is a control person of the firm and directly owns under 5% of it. Bradley Stephenson holds a BA in Economics and Political Science from the University of California, Santa Barbara.
Stephenson and Company, Inc. is a San Clemente, CA firm with $447M under management, 265 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Bradley Stephenson is Senior Wealth Advisor of Stephenson and Company, Inc., based in San Clemente, CA. He founded the firm in 1991 and has over 40 years of professional experience in the wealth management industry. After three years with Paine, Weber, Jackson & Curtis, he and an associate started International Financial Planning Group, Inc., where he served as Principal and Vice-President.
Bradley Stephenson’s longest registration is the current one, 15 years at Stephenson and Company since 2010. Before joining Stephenson and Company in 2010, Bradley Stephenson was registered through Global Investment Solutions, LLC.
- Stephenson and Company, Inc.Current– present · 15 yearsSan Clemente, CA · Adviser representative · Firm CRD 111453
- Global Investment Solutions, LLC– · 10 yearsAliso Viejo, CA · Adviser representative · Firm CRD 133850
Professional designations
Listed by Stephenson and Company
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Bradley Stephenson is registered as an investment adviser representative in 2 states. The first approvals date from November 2010; the most recent is Texas, in August 2019.
- CaliforniaSince 12 November 2010
- TexasSince 21 August 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 March 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 May 1985 |
| Series 7 | General Securities Representative Examination | 17 February 1979 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 862866
- Firm
- Stephenson and Company · CRD 111453
- Role
- President/CCO
- Office
- 241 AVENIDA DEL MAR, San Clemente, CA 92672
- Registration
- Investment adviser registration
- In the industry since
- November 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stephensonfinancial.com
Where does Bradley Stephenson work?
Bradley Stephenson has been President/CCO of Stephenson and Company, Inc. since January 2016, and is a control person of the firm.
Is Bradley Stephenson a financial advisor?
Yes. Bradley Stephenson has a current investment-adviser registration in California and Texas, through Stephenson and Company since November 2010.
How many years of experience does Bradley Stephenson have?
Bradley Stephenson has 19 years in the financial industry, since November 2006, across 2 adviser firms.
What exams has Bradley Stephenson passed?
Bradley Stephenson has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in February 1979.
Where is Bradley Stephenson based?
Bradley Stephenson’s registered office is in San Clemente, CA.
Is Bradley Stephenson registered with FINRA?
No. Bradley Stephenson has no current broker registration.
Is Bradley Stephenson a CFP?
Stephenson and Company lists Bradley Stephenson with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Bradley Stephenson, CFP® biography, stephensonfinancial.com
How can I verify Bradley Stephenson’s record?
Search CRD 862866 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bradley Stephenson’s full registration record.