Collin Kelly has been an investment adviser representative at Maia Wealth since April 2025, and is not listed among the firm’s executive officers or direct owners.
Maia Wealth, LLC is a Denver, CO firm with $973M under management, 2,148 clients and 36 advisers across 9 offices, as of its May 2026 filing.
Collin Kelly’s longest registration was 4 years at J.P. Morgan Securities LLC (2020–2025). Before joining Maia Wealth in 2025, Collin Kelly was registered through J.P. Morgan Securities LLC and Charles Schwab & Co., Inc.
- Simplicity WealthAlso current– present · under a yearIndianapolis, IN · Adviser representative · Firm CRD 300572
- J.P. Morgan Securities LLC– · 4 yearsNoblesville, IN · Adviser representative · Firm CRD 79
- Charles Schwab & Co., Inc.– · 1 yearAsheville, NC · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Collin Kelly is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from April 2025; the most recent is Texas, in October 2026.
- IndianaSince 22 April 2025
- TexasSince 22 April 2025
- TexasResidentSince 1 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 4 March 2019 |
| Series 7TO | General Securities Representative Examination | 1 February 2019 |
| SIE | Securities Industry Essentials Examination | 19 November 2018 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 6815858
- Firm
- Maia Wealth · CRD 292817
- Office
- 9365 COUNSELORS ROW, Indianapolis, IN 46240
- Registration
- Investment adviser registration
- In the industry since
- January 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Collin Kelly work?
Collin Kelly is an investment adviser representative registered through Maia Wealth, LLC since April 2025, and is not listed among the firm’s executive officers or direct owners.
Is Collin Kelly a financial advisor?
Yes. Collin Kelly has a current investment-adviser registration in Indiana, Texas and Texas, through Maia Wealth since April 2025.
How many years of experience does Collin Kelly have?
Collin Kelly has 7 years in the financial industry, since January 2019, across 4 adviser firms.
What exams has Collin Kelly passed?
Collin Kelly has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in November 2018.
Where did Collin Kelly work before Maia Wealth?
Before Maia Wealth, Collin Kelly was registered through Charles Schwab & Co., Inc., March 2019 to January 2021.
Where is Collin Kelly based?
Collin Kelly’s registered office is in Indianapolis, IN.
Is Collin Kelly registered with FINRA?
No. Collin Kelly has no current broker registration.
How can I verify Collin Kelly’s record?
Search CRD 6815858 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Collin Kelly’s full registration record.