Christopher Wolff has been an investment adviser representative at Capital Investment Management since April 2026, and is not listed among the firm’s executive officers or direct owners. Christopher Wolff holds a Bachelor's degree from the University of Missouri-Kansas City and a Master of Business Administration from the University of Missouri-Kansas City.
Capital Investment Management, Inc is a Lee'S Summit, MO firm with $559M under management, 1,072 clients and 5 advisers in one office, as of its April 2026 filing.
Chris Wolff is a financial advisor at Capital Investment Management. He has been in the industry since 2005 and has served clients for over twenty years. He works with clients to develop a roadmap to and through retirement.
Christopher Wolff’s longest registration was 3 years at Tower Wealth Managers (2018–2021). Before joining Capital Investment Management in 2026, Christopher Wolff was registered through Tower Wealth Managers and Communityamerica Financial Solutions, LLC.
- – present · under a yearLee'S Summit, MO · Adviser representative · Firm CRD 113917
- Tower Wealth Managers– · 3 yearsKansas City, MO · Adviser representative · Firm CRD 144791
- Communityamerica Financial Solutions, LLC– · 1 yearLenexa, KS · Adviser representative · Firm CRD 168203
- Creative Planning– · 1 yearLeawood, KS · Adviser representative · Firm CRD 105348
- KHC Wealth Management– · 1 yearOverland Park, KS · Adviser representative · Firm CRD 107212
Professional designations
Listed by Capital Investment Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Christopher Wolff is registered as an investment adviser representative in Missouri, since April 2026.
- MissouriSince 1 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 11 September 2025 |
| Series 7TO | General Securities Representative Examination | 29 August 2025 |
| SIE | Securities Industry Essentials Examination | 15 August 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 December 2015 |
| Series 7 | General Securities Representative Examination | 16 December 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 May 2005 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Christopher Alan Wolff
- CRD
- 4925213
- Firm
- Capital Investment Management · CRD 113917
- Office
- 608 S.W. 3RD ST., Lee'S Summit, MO 64063
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2009
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- cimretirementpros.com
Where does Christopher Wolff work?
Christopher Wolff is an investment adviser representative registered through Capital Investment Management, Inc since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Wolff a financial advisor?
Yes. Christopher Wolff has a current investment-adviser registration in Missouri, through Capital Investment Management since April 2026.
How many years of experience does Christopher Wolff have?
Christopher Wolff has 17 years in the financial industry, since September 2009, across 5 adviser firms.
What exams has Christopher Wolff passed?
Christopher Wolff has passed 6 licensing exams: the Series 6, Series 7, Series 63, SIE, Series 7TO and Series 66. The earliest, the Series 6, was passed in May 2005.
Where did Christopher Wolff work before Capital Investment Management?
Before Capital Investment Management, Christopher Wolff was registered through Tower Wealth Managers, January 2018 to December 2021; Communityamerica Financial Solutions, LLC, December 2015 to December 2016; Creative Planning, January 2014 to November 2015; KHC Wealth Management, October 2012 to November 2013.
Where is Christopher Wolff based?
Christopher Wolff’s registered office is in Lee'S Summit, MO.
Is Christopher Wolff registered with FINRA?
Yes. Christopher Wolff has a current broker registration, under CRD 4925213.
Source: FINRA BrokerCheck
Is Christopher Wolff a CFP?
Capital Investment Management lists Christopher Wolff with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Chris Wolff, CFP®, MBA biography, cimretirementpros.com
How can I verify Christopher Wolff’s record?
Search CRD 4925213 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christopher Wolff’s full registration record.