Matthew Shull has been Secretary of Capital Investment Management since January 2021, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Capital Investment Management, Inc is a Lee'S Summit, MO firm with $559M under management, 1,072 clients and 5 advisers in one office, as of its April 2026 filing.
Matthew Shull’s longest registration is the current one, 9 years at Capital Investment Management since 2016. Before joining Capital Investment Management in 2016, Matthew Shull was registered through Cambridge Investment Research Advisors, Inc. and Prudential Financial Planning Services.
- – present · 9 yearsLee'S Summit, MO · Adviser representative · Firm CRD 113917
- Cambridge Investment Research Advisors, Inc.– · 1 yearLees Summit, MO · Adviser representative · Firm CRD 134139
- Prudential Financial Planning Services– · 7 yearsLee'S Summit, MO · Adviser representative · Firm CRD 5685
Investment adviser representative registrations
Matthew Shull is registered as an investment adviser representative in 2 states. Each was approved in November 2016.
- KansasSince 16 November 2016
- MissouriSince 8 November 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 1 July 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 11 March 2015 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 April 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 March 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 March 2008 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Matthew Tyler Shull
- CRD
- 5494307
- Firm
- Capital Investment Management · CRD 113917
- Role
- Secretary
- Office
- 608 S.W. 3RD ST., Lee'S Summit, MO 64063
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Matthew Shull work?
Matthew Shull has been Secretary of Capital Investment Management, Inc since January 2021.
Is Matthew Shull a financial advisor?
Yes. Matthew Shull has a current investment-adviser registration in Kansas and Missouri, through Capital Investment Management since November 2016.
How many years of experience does Matthew Shull have?
Matthew Shull has 18 years in the financial industry, since March 2008, across 3 adviser firms.
What exams has Matthew Shull passed?
Matthew Shull has passed 5 licensing exams: the Series 6, Series 63, Series 65, Series 7 and Series 24. The earliest, the Series 6, was passed in March 2008. FINRA credited Matthew Shull with the SIE, which began in October 2018.
Where did Matthew Shull work before Capital Investment Management?
Before Capital Investment Management, Matthew Shull was registered through Prudential Financial Planning Services, April 2008 to July 2015.
Where is Matthew Shull based?
Matthew Shull’s registered office is in Lee'S Summit, MO.
Is Matthew Shull registered with FINRA?
Yes. Matthew Shull has a current broker registration, under CRD 5494307.
Source: FINRA BrokerCheck
How can I verify Matthew Shull’s record?
Search CRD 5494307 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Matthew Shull’s full registration record.