David Garrison has been Senior Vice President of Capital Investment Management since April 1998, is a control person of the firm and directly owns between 50% and 75% of it.
Capital Investment Management, Inc is a Lee'S Summit, MO firm with $559M under management, 1,072 clients and 5 advisers in one office, as of its April 2026 filing.
David Garrison’s longest registration is the current one, 28 years at Capital Investment Management since 1998.
- Ecusa, LLC– · under a yearLee'S Summit, MO · Adviser representative · Firm CRD 157711
- Cambridge Investment Research Advisors, Inc.– · under a yearLees Summit, MO · Adviser representative · Firm CRD 134139
- – present · 28 yearsLee'S Summit, MO · Adviser representative · Firm CRD 113917
Investment adviser representative registrations
David Garrison is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from June 1998; the most recent is Texas, in May 2017.
- KansasSince 21 January 1999
- MissouriSince 8 June 1998
- TexasResidentSince 12 May 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 5 November 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 March 1988 |
| Series 7 | General Securities Representative Examination | 20 February 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Max Garrison
- CRD
- 1803012
- Firm
- Capital Investment Management · CRD 113917
- Role
- Senior Vice President
- Office
- 740 NW BLUE PARKWAY, SUITE 301, Lee'S Summit, MO 64086
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1988
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does David Garrison work?
David Garrison has been Senior Vice President of Capital Investment Management, Inc since April 1998, and is a control person of the firm.
Is David Garrison a financial advisor?
Yes. David Garrison has a current investment-adviser registration in Kansas, Missouri and Texas, through Capital Investment Management since June 1998.
How many years of experience does David Garrison have?
David Garrison has 38 years in the financial industry, since March 1988, across 3 adviser firms.
What exams has David Garrison passed?
David Garrison has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in February 1988. FINRA credited David Garrison with the SIE, which began in October 2018.
Where is David Garrison based?
David Garrison’s registered office is in Lee'S Summit, MO.
Is David Garrison registered with FINRA?
Yes. David Garrison has a current broker registration, under CRD 1803012.
Source: FINRA BrokerCheck
How can I verify David Garrison’s record?
Search CRD 1803012 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Garrison’s full registration record.