Troy Schuster has been President/Chief Compliance Officer of Capital Investment Management since February 2005, is a control person of the firm and directly owns between 25% and 50% of it.
Capital Investment Management, Inc is a Lee'S Summit, MO firm with $559M under management, 1,072 clients and 5 advisers in one office, as of its April 2026 filing.
Troy Schuster’s longest registration is the current one, 23 years at Capital Investment Management since 2003. Before joining Capital Investment Management in 2003, Troy Schuster was registered through Intersecurities, Inc.
- Ecusa, LLC– · under a yearLee'S Summit, MO · Adviser representative · Firm CRD 157711
- Cambridge Investment Research Advisors, Inc.– · under a yearLees Summit, MO · Adviser representative · Firm CRD 134139
- – present · 23 yearsLee'S Summit, MO · Adviser representative · Firm CRD 113917
- Intersecurities, Inc.– · 1 yearLees Summit, MO · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
Troy Schuster is registered as an investment adviser representative in 3 states. The first approvals date from February 2003; the most recent is Texas, in May 2017.
- KansasSince 24 February 2003
- MissouriSince 26 February 2003
- TexasSince 12 May 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 16 September 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 June 1999 |
| Series 31 | Futures Managed Funds Examination | 18 June 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 June 1999 |
| Series 7 | General Securities Representative Examination | 27 May 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Troy Roland Schuster
- CRD
- 3222303
- Firm
- Capital Investment Management · CRD 113917
- Role
- President/Chief Compliance Officer
- Office
- 740 NW BLUE PARKWAY, SUITE 301, Lee'S Summit, MO 64086
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Troy Schuster work?
Troy Schuster has been President/Chief Compliance Officer of Capital Investment Management, Inc since February 2005, and is a control person of the firm.
Is Troy Schuster a financial advisor?
Yes. Troy Schuster has a current investment-adviser registration in Kansas, Missouri and Texas, through Capital Investment Management since February 2003.
How many years of experience does Troy Schuster have?
Troy Schuster has 27 years in the financial industry, since May 1999, across 4 adviser firms.
What exams has Troy Schuster passed?
Troy Schuster has passed 5 licensing exams: the Series 7, Series 63, Series 31, Series 65 and Series 24. The earliest, the Series 7, was passed in May 1999. FINRA credited Troy Schuster with the SIE, which began in October 2018.
Where did Troy Schuster work before Capital Investment Management?
Before Capital Investment Management, Troy Schuster was registered through Intersecurities, Inc., May 2001 to November 2002.
Where is Troy Schuster based?
Troy Schuster’s registered office is in Lee'S Summit, MO.
Is Troy Schuster registered with FINRA?
Yes. Troy Schuster has a current broker registration, under CRD 3222303.
Source: FINRA BrokerCheck
How can I verify Troy Schuster’s record?
Search CRD 3222303 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Troy Schuster’s full registration record.