Christopher Tyler has been an investment adviser representative at Alliance Advisory & Securities since June 2022, and is not listed among the firm’s executive officers or direct owners.
Alliance Advisory & Securities, LLC is a Westlake Village, CA firm with $687M under management, 675 clients and 14 advisers across 5 offices, as of its September 2026 filing.
Christopher Tyler’s longest registration is the current one, 4 years at Alliance Advisory & Securities since 2022. Before joining Alliance Advisory & Securities in 2022, Christopher Tyler was registered through Raymond James Financial Services Advisors, Inc and Commonwealth Financial Network.
- – present · 4 yearsWestlake Village, CA · Adviser representative · Firm CRD 18835
- Raymond James Financial Services Advisors, Inc– · 2 yearsMurrieta, CA · Adviser representative · Firm CRD 149018
- Commonwealth Financial Network– · under a yearMurrieta, CA · Adviser representative · Firm CRD 8032
- – · under a yearWestlake Village, CA · Adviser representative · Firm CRD 18835
Investment adviser representative registrations
Christopher Tyler is registered as an investment adviser representative in California, since June 2022.
- CaliforniaSince 22 June 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 20 November 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 20 August 2018 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Christopher John Tyler
- CRD
- 6963483
- Firm
- Alliance Advisory & Securities · CRD 18835
- Office
- 31248 E. OAK CREST DRIVE STE 100, Westlake Village, CA 91361
- Registration
- Investment adviser registration
- In the industry since
- October 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Christopher Tyler work?
Christopher Tyler is an investment adviser representative registered through Alliance Advisory & Securities, LLC since June 2022, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Tyler a financial advisor?
Yes. Christopher Tyler has a current investment-adviser registration in California, through Alliance Advisory & Securities since June 2022.
How many years of experience does Christopher Tyler have?
Christopher Tyler has 7 years in the financial industry, since October 2018, across 3 adviser firms.
What exams has Christopher Tyler passed?
Christopher Tyler has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2018. FINRA credited Christopher Tyler with the SIE, which began in October 2018.
Where did Christopher Tyler work before Alliance Advisory & Securities?
Before Alliance Advisory & Securities, Christopher Tyler was registered through Raymond James Financial Services Advisors, Inc, February 2020 to June 2022; Commonwealth Financial Network, March 2019 to January 2020; Alliance Advisory & Securities, Inc, November 2018 to February 2019.
Where is Christopher Tyler based?
Christopher Tyler’s registered office is in Westlake Village, CA.
Is Christopher Tyler registered with FINRA?
No. Christopher Tyler has no current broker registration.
How can I verify Christopher Tyler’s record?
Search CRD 6963483 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Tyler’s full registration record.
