Christopher Soukup has been an investment adviser representative at Lighthouse Financial Services since January 2021, and is not listed among the firm’s executive officers or direct owners.
Lighthouse Financial Services Inc is a Brea, CA firm with $473M under management, 461 clients and 5 advisers across 5 offices, as of its January 2026 filing.
Christopher Soukup’s longest registration is the current one, 5 years at Lighthouse Financial Services since 2021. Before joining Lighthouse Financial Services in 2021, Christopher Soukup was registered through TD Ameritrade, Inc. and TD Ameritrade Investment Management, LLC.
- – present · 5 yearsBrea, CA · Adviser representative · Firm CRD 110367
- TD Ameritrade, Inc.– · 2 yearsUpland, CA · Adviser representative · Firm CRD 7870
- TD Ameritrade Investment Management, LLC– · 2 yearsRancho Cucamonga, CA · Adviser representative · Firm CRD 111514
- Fidelity Personal and Workplace Advisors– · under a yearBoston, MA · Adviser representative · Firm CRD 288590
- Strategic Advisers LLC– · 2 yearsPalm Desert, CA · Adviser representative · Firm CRD 104555
- Amerivest Investment Management, LLC– · 4 yearsRancho Cucamonga, CA · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · 4 yearsRancho Cucamonga, CA · Adviser representative · Firm CRD 7870
Investment adviser representative registrations
Christopher Soukup is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in January 2021.
- CaliforniaSince 26 January 2021
- TexasResidentSince 28 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 15 November 2022 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 15 November 2022 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 15 November 2022 |
| Series 7TO | General Securities Representative Examination | 15 November 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 June 2011 |
| Series 7 | General Securities Representative Examination | 11 February 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 November 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 September 2007 |
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Christopher Brian Soukup
- CRD
- 5414513
- Firm
- Lighthouse Financial Services · CRD 110367
- Office
- 3070 SATURN STREET, SUITE 101, Brea, CA 92821
- Registration
- Investment adviser registration
- In the industry since
- January 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Christopher Soukup work?
Christopher Soukup is an investment adviser representative registered through Lighthouse Financial Services Inc since January 2021, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Soukup a financial advisor?
Yes. Christopher Soukup has a current investment-adviser registration in California and Texas, through Lighthouse Financial Services since January 2021.
How many years of experience does Christopher Soukup have?
Christopher Soukup has 18 years in the financial industry, since January 2008, across 5 adviser firms.
What exams has Christopher Soukup passed?
Christopher Soukup has passed 8 licensing exams: the Series 6, Series 63, Series 7, Series 66, Series 24, Series 10, Series 9 and Series 7TO. The earliest, the Series 6, was passed in September 2007. FINRA credited Christopher Soukup with the SIE, which began in October 2018.
Where did Christopher Soukup work before Lighthouse Financial Services?
Before Lighthouse Financial Services, Christopher Soukup was registered through TD Ameritrade, Inc., December 2018 to January 2021; TD Ameritrade Investment Management, LLC, December 2018 to December 2020; Fidelity Personal and Workplace Advisors, July 2018 to December 2018; Strategic Advisers LLC, July 2016 to July 2018; Amerivest Investment Management, LLC, June 2011 to April 2016; TD Ameritrade, Inc., June 2011 to April 2016.
Where is Christopher Soukup based?
Christopher Soukup’s registered office is in Brea, CA.
Is Christopher Soukup registered with FINRA?
No. Christopher Soukup has no current broker registration.
How can I verify Christopher Soukup’s record?
Search CRD 5414513 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Soukup’s full registration record.
