Robert McDaniel has been President, COO, & CCO of Lighthouse Financial Services since February 2000, is a control person of the firm and directly owns between 50% and 75% of it. Robert McDaniel holds a Bachelor of Science in Business Administration from the University of Phoenix.
Lighthouse Financial Services Inc is a Brea, CA firm with $473M under management, 461 clients and 5 advisers across 5 offices, as of its January 2026 filing.
Robert G. McDaniel is President and Chief Operating Officer of Lighthouse Financial Services, based in Brea, CA. He joined the firm in 1998 and, as a principal, is responsible for day-to-day management of the firm. He has held and supervised nearly every role in the firm, including financial planning, investment management, tax preparation and business development.
- – present · 27 yearsBrea, CA · Adviser representative · Firm CRD 110367
Investment adviser representative registrations
Robert McDaniel is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from November 1998; the most recent is Nebraska, in March 2021.
- CaliforniaSince 4 November 1998
- NebraskaSince 16 March 2021
- TexasResidentSince 28 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 October 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 May 1998 |
| Series 7 | General Securities Representative Examination | 1 May 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robert George McDaniel
- CRD
- 3028236
- Firm
- Lighthouse Financial Services · CRD 110367
- Role
- President, COO, & CCO
- Office
- 3000 E. BIRCH STREET, SUITE 107, Brea, CA 92821
- Registration
- Investment adviser registration
- In the industry since
- November 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lighthouselink.com
Where does Robert McDaniel work?
Robert McDaniel has been President, COO, & CCO of Lighthouse Financial Services Inc since February 2000, and is a control person of the firm.
Is Robert McDaniel a financial advisor?
Yes. Robert McDaniel has a current investment-adviser registration in California, Nebraska and Texas, through Lighthouse Financial Services since November 1998.
How many years of experience does Robert McDaniel have?
Robert McDaniel has 27 years in the financial industry, since November 1998, across 1 adviser firm.
What exams has Robert McDaniel passed?
Robert McDaniel has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in May 1998.
Where is Robert McDaniel based?
Robert McDaniel’s registered office is in Brea, CA.
Is Robert McDaniel registered with FINRA?
No. Robert McDaniel has no current broker registration.
How can I verify Robert McDaniel’s record?
Search CRD 3028236 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert McDaniel’s full registration record.
