Chase Heiden has been an investment adviser representative at Chicago Capital Management Advisors since March 2023, and is not listed among the firm’s executive officers or direct owners.
Chicago Capital Management Advisors, LLC is a Lisle, IL firm with $135M under management, 620 clients and 19 advisers across 4 offices, as of its March 2026 filing.
Chase Heiden’s longest registration was 4 years at Oppenheimer & Co. Inc. (2018–2023). Before joining Chicago Capital Management Advisors in 2023, Chase Heiden was registered through Oppenheimer & Co. Inc. and Wedbush Securities Inc.
- – present · 3 yearsDana Point, CA · Adviser representative · Firm CRD 123483
- Oppenheimer & Co. Inc.– · 4 yearsNewport Beach, CA · Adviser representative · Firm CRD 249
- Wedbush Securities Inc.– · 3 yearsNewport Beach, CA · Adviser representative · Firm CRD 877
Investment adviser representative registrations
Chase Heiden is registered as an investment adviser representative in 4 states. Each was approved in March 2023.
- ArizonaSince 24 March 2023
- CaliforniaSince 14 March 2023
- ColoradoSince 14 March 2023
- TexasSince 21 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 24 March 2015 |
| Series 7 | General Securities Representative Examination | 25 November 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 December 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 November 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Chase Toberman Heiden
- CRD
- 5984122
- Firm
- Chicago Capital Management Advisors · CRD 123483
- Office
- Dana Point, CA
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2011
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Chase Heiden work?
Chase Heiden is an investment adviser representative registered through Chicago Capital Management Advisors, LLC since March 2023, and is not listed among the firm’s executive officers or direct owners.
Is Chase Heiden a financial advisor?
Yes. Chase Heiden has a current investment-adviser registration in Arizona, California, Colorado and Texas, through Chicago Capital Management Advisors since March 2023.
How many years of experience does Chase Heiden have?
Chase Heiden has 14 years in the financial industry, since December 2011, across 3 adviser firms.
What exams has Chase Heiden passed?
Chase Heiden has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in November 2011. FINRA credited Chase Heiden with the SIE, which began in October 2018.
Where did Chase Heiden work before Chicago Capital Management Advisors?
Before Chicago Capital Management Advisors, Chase Heiden was registered through Oppenheimer & Co. Inc., June 2018 to March 2023; Wedbush Securities Inc., March 2015 to June 2018.
Where is Chase Heiden based?
Chase Heiden’s registered office is in Dana Point, CA.
Is Chase Heiden registered with FINRA?
Yes. Chase Heiden has a current broker registration, under CRD 5984122.
Source: FINRA BrokerCheck
How can I verify Chase Heiden’s record?
Search CRD 5984122 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Chase Heiden’s full registration record.