Charles Frazzini has been an investment adviser representative at Great River Financial since September 2026, and is not listed among the firm’s executive officers or direct owners. Charles Frazzini holds a Degree in Financial Planning from Minnesota State University, Mankato.
Great River Financial LLC is a Plymouth, MN firm with $202M under management, 136 clients and 3 advisers in one office, as of its September 2026 filing.
Charlie Frazzini is Associate Financial Planner of Great River Financial, based in Plymouth, Minnesota. Frazzini works with families on growing and protecting their wealth using a variety of wealth management strategies.
- Great River FinancialCurrent– present · under a yearPlymouth, MN · Adviser representative · Firm CRD 314172
Professional designations
Listed by Great River Financial
- CERTIFIED FINANCIAL PLANNER® (CFP®)
Investment adviser representative registrations
Charles Frazzini is registered as an investment adviser representative in Minnesota, since September 2026.
- MinnesotaSince 8 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 13 November 2024 |
| Series 7TO | General Securities Representative Examination | 30 October 2024 |
| SIE | Securities Industry Essentials Examination | 24 September 2024 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Charles L Frazzini
- CRD
- 7898189
- Firm
- Great River Financial · CRD 314172
- Office
- 9800 SHELARD PKWY, SUITE 113, Plymouth, MN 55441
- Registration
- Investment adviser registration
- In the industry since
- September 2025
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- greatriverfinancial.com
Where does Charles Frazzini work?
Charles Frazzini is an investment adviser representative registered through Great River Financial LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Charles Frazzini a financial advisor?
Yes. Charles Frazzini has a current investment-adviser registration in Minnesota, through Great River Financial since September 2026.
How many years of experience does Charles Frazzini have?
Charles Frazzini has 1 year in the financial industry, since September 2025, across 1 adviser firm.
What exams has Charles Frazzini passed?
Charles Frazzini has passed 3 licensing exams: the SIE, Series 7TO and Series 63. The earliest, the SIE, was passed in September 2024.
Where is Charles Frazzini based?
Charles Frazzini’s registered office is in Plymouth, MN.
Is Charles Frazzini registered with FINRA?
No. Charles Frazzini has no current broker registration.
Is Charles Frazzini a CFP?
Great River Financial lists Charles Frazzini with the CFP credential (“CERTIFIED FINANCIAL PLANNER® (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Charles Frazzini’s record?
Search CRD 7898189 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Frazzini’s full registration record.
