Niva WealthLet’s talk

Charis Jones

Chief Operating Officer, Non-Member at Stratos Wealth Partners

Broker registration; no current adviser registrationSEC record checked 17 October 2026

9
Past adviser firms
9
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Charis Jones is Chief Operating Officer, Non-Member of Stratos Wealth Partners, LTD, a Beachwood investment adviser managing $18.6B. Charis Jones has a current broker registration and no current investment-adviser registration and has passed 9 licensing exams.

Role at Stratos Wealth Partners

Title on Schedule A
Chief Operating Officer, Non-Member
Control
Charis Jones is a control person of Stratos Wealth Partners.
Ownership
An individual ownership band is not available in the source record.
Tenure
Charis Jones has held the filed role since October 2025.

The firm

Stratos Wealth Partners, LTD
Beachwood, OH

Form ADV filed 1 October 2026

$18.6B AUM25,391 clients352 advisers26 offices

Career on record

Firms and exams, newest first
  1. Stratos Investment Management, LLC
    – · 1 year
    Beachwood, OH · Adviser representative · Firm CRD 283850
  2. Stratos Wealth Advisors LLC
    – · 1 year
    Beachwood, OH · Adviser representative · Firm CRD 283816
  3. Stratos Wealth Partners, Ltd
    – · 1 year
    Beachwood, OH · Adviser representative · Firm CRD 153184
  4. Hightower Advisors, LLC
    – · 1 year
    Tega Cay, SC · Adviser representative · Firm CRD 145323
  5. Passed Series 99TO and Series 79TO · 2023
  6. Passed SIE · 2018
  7. LPL Financial LLC
    – · 8 years
    Fort Mill, SC · Adviser representative · Firm CRD 6413
  8. Morgan Stanley
    – · 6 years
    New York, NY · Adviser representative · Firm CRD 149777
  9. Morgan Stanley & Co. Incorporated
    – · 2 years
    Purchase, NY · Adviser representative · Firm CRD 8209
  10. Passed Series 9 and Series 10 · 2006
  11. Morgan Stanley
    – · 2 years
    Purchase, NY · Adviser representative · Firm CRD 7556
  12. Citicorp Investment Services
    – · 3 years
    New York, NY · Adviser representative · Firm CRD 23988
  13. Passed Series 24 · 2000
  14. Passed Series 63 and Series 65 · 1999
  15. Passed Series 7 · 1998

Registrations and exams

Broker registration; no current adviser registration. Charis Jones has passed 9 qualifying exams.

Examinations

Series 6522 February 1999
Name
Uniform Investment Adviser Law Examination
Series 6329 January 1999
Name
Uniform Securities Agent State Law Examination
Series 1031 May 2006
Name
General Securities Sales Supervisor - General Module Examination
Series 917 April 2006
Name
General Securities Sales Supervisor - Options Module Examination
Series 241 June 2000
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 721 April 1998
Name
General Securities Representative Examination

Individual record

Full name
Charis Ivana Jones
CRD
2626698
Firm
Stratos Wealth Partners, LTD
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Charis Jones work?

Charis Jones has been Chief Operating Officer, Non-Member of Stratos Wealth Partners, LTD since October 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 October 2026

Does Charis Jones have a current investment-adviser registration?

Charis Jones has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Charis Jones passed?

Charis Jones has passed 9 licensing exams: the Series 7, Series 63, Series 65, Series 24, Series 9, Series 10, SIE, Series 99TO and Series 79TO. The earliest, the Series 7, was passed in April 1998.

Source: IAPD individual record, checked 17 October 2026

Where was Charis Jones previously registered as an investment adviser?

Charis Jones has past investment-adviser registrations through Stratos Investment Management, LLC, October 2025 to October 2026; Stratos Wealth Advisors LLC, October 2025 to October 2026; Stratos Wealth Partners, Ltd, October 2025 to October 2026; Hightower Advisors, LLC, June 2024 to September 2025; LPL Financial LLC, April 2015 to June 2023; Morgan Stanley, June 2009 to April 2015; Morgan Stanley & Co. Incorporated, April 2007 to June 2009; Morgan Stanley, September 2005 to April 2007; Citicorp Investment Services, April 2002 to August 2005, across 9 firms.

Source: IAPD individual record, checked 17 October 2026

Leadership at Stratos Wealth Partners

  • Jeffrey Concepcion
    Chief Executive Officer, Manager
  • Nancy Andrefsky
    Chief Financial Officer, Non-Member
  • Savanna Steed
    Chief Compliance Officer, Non-Member
  • David Albin
    Supervisory Principal/Non-Member
  • Marni Angus
    Office of Supervision Jurisdiction; Non-Member
  • Eric Beahn
    Director of Advisory Compensation, Non-Member
  • Douglas Burns
    Director, Non-Member
  • Megan Heaton
    Senior Supervisory Principal; Non-Member
  • Kathryn Louttit
    Chief Risk Officer
  • Jon Pawlowski
    Director of Regulatory Compliance, Non-Member
  • Ryan Thibault
    Investment Supervisory Principal/Non-Member

Sources

  1. IAPD individual record, CRD 2626698. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Stratos Wealth Partners, LTD, filed 1 October 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Charis Jones or Stratos Wealth Partners, LTD and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.