Cesar Garcia Ortiz has been an investment adviser representative at Carson Advisory since March 2024, and is not listed among the firm’s executive officers or direct owners.
Carson Advisory, Inc. is an Athens, GA firm with $865M under management, 957 clients and 7 advisers in one office, as of its April 2026 filing.
Cesar Garcia Ortiz’s longest registration is the current one, 2 years at Carson Advisory since 2024. Before joining Carson Advisory in 2024, Cesar Garcia Ortiz was registered through Raymond James Financial Services Advisors, Inc.
- Carson Advisory GroupCurrent– present · 2 yearsAthens, GA · Adviser representative · Firm CRD 117410
- Raymond James Financial Services Advisors, Inc– · under a yearAthens, GA · Adviser representative · Firm CRD 149018
Investment adviser representative registrations
Cesar Garcia Ortiz is registered as an investment adviser representative in Georgia, since March 2024.
- GeorgiaSince 27 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 12 September 2024 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 9 September 2024 |
| Series 66 | Uniform Combined State Law Examination | 5 March 2024 |
| Series 7TO | General Securities Representative Examination | 3 February 2024 |
| SIE | Securities Industry Essentials Examination | 1 December 2023 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Cesar Anibal Garcia Ortiz
- CRD
- 7820790
- Firm
- Carson Advisory · CRD 117410
- Office
- 470 HILL ST., Athens, GA 30601
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2024
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Cesar Garcia Ortiz work?
Cesar Garcia Ortiz is an investment adviser representative registered through Carson Advisory, Inc. since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Cesar Garcia Ortiz a financial advisor?
Yes. Cesar Garcia Ortiz has a current investment-adviser registration in Georgia, through Carson Advisory since March 2024.
How many years of experience does Cesar Garcia Ortiz have?
Cesar Garcia Ortiz has 2 years in the financial industry, since February 2024, across 2 adviser firms.
What exams has Cesar Garcia Ortiz passed?
Cesar Garcia Ortiz has passed 5 licensing exams: the SIE, Series 7TO, Series 66, Series 10 and Series 9. The earliest, the SIE, was passed in December 2023.
Where did Cesar Garcia Ortiz work before Carson Advisory?
Before Carson Advisory, Cesar Garcia Ortiz was registered through Raymond James Financial Services Advisors, Inc, March 2024 to March 2024.
Where is Cesar Garcia Ortiz based?
Cesar Garcia Ortiz’s registered office is in Athens, GA.
Is Cesar Garcia Ortiz registered with FINRA?
Yes. Cesar Garcia Ortiz has a current broker registration, under CRD 7820790.
Source: FINRA BrokerCheck
How can I verify Cesar Garcia Ortiz’s record?
Search CRD 7820790 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Cesar Garcia Ortiz’s full registration record.