Carolin Alaverdian has been an investment adviser representative at Windsor Capital Management since November 2008, and is not listed among the firm’s executive officers or direct owners.
Windsor Capital Management, LLC is a Phoenix, AZ firm with $703M under management, 543 clients and 5 advisers across 4 offices, as of its January 2026 filing.
Carolin Alaverdian’s longest registration is the current one, 17 years at Windsor Capital Management since 2008. Before joining Windsor Capital Management in 2008, Carolin Alaverdian was registered through Amerivest Investment Management, LLC and TD Ameritrade, Inc.
- – present · 17 yearsValley Glen, CA · Adviser representative · Firm CRD 116593
- Amerivest Investment Management, LLC– · 2 yearsLas Vegas, NV · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · 3 yearsLas Vegas, NV · Adviser representative · Firm CRD 7870
- Partnervest Advisory Services LLC– · 1 yearSanta Barbara, CA · Adviser representative · Firm CRD 113621
Investment adviser representative registrations
Carolin Alaverdian is registered as an investment adviser representative in 3 states. The first approvals date from November 2008; the most recent is Utah, in May 2017.
- CaliforniaSince 24 November 2008
- NevadaSince 11 May 2017
- UtahSince 25 May 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 August 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 September 1998 |
| Series 7 | General Securities Representative Examination | 20 August 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2981246
- Firm
- Windsor Capital Management · CRD 116593
- Office
- Valley Glen, CA
- Registration
- Investment adviser registration
- In the industry since
- November 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Carolin Alaverdian work?
Carolin Alaverdian is an investment adviser representative registered through Windsor Capital Management, LLC since November 2008, and is not listed among the firm’s executive officers or direct owners.
Is Carolin Alaverdian a financial advisor?
Yes. Carolin Alaverdian has a current investment-adviser registration in California, Nevada and Utah, through Windsor Capital Management since November 2008.
How many years of experience does Carolin Alaverdian have?
Carolin Alaverdian has 22 years in the financial industry, since November 2003, across 4 adviser firms.
What exams has Carolin Alaverdian passed?
Carolin Alaverdian has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in August 1998.
Where did Carolin Alaverdian work before Windsor Capital Management?
Before Windsor Capital Management, Carolin Alaverdian was registered through Amerivest Investment Management, LLC, April 2006 to May 2008; TD Ameritrade, Inc., February 2005 to May 2008; Partnervest Advisory Services LLC, April 2003 to January 2005.
Where is Carolin Alaverdian based?
Carolin Alaverdian’s registered office is in Valley Glen, CA.
Is Carolin Alaverdian registered with FINRA?
No. Carolin Alaverdian has no current broker registration.
How can I verify Carolin Alaverdian’s record?
Search CRD 2981246 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carolin Alaverdian’s full registration record.