Donald Peppler has been Chief Compliance Officer of Windsor Capital Management since February 2008, is a control person of the firm and directly owns under 5% of it.
Windsor Capital Management, LLC is a Phoenix, AZ firm with $703M under management, 543 clients and 5 advisers across 4 offices, as of its January 2026 filing.
Donald Peppler is Chief Investment Officer and a Partner of Windsor Capital Management, LLC, where he has served since 2008. He has more than 33 years of experience in investment management, beginning in the early 1990s as an Investment Broker at A.G. Edwards and Sons. He has also founded and managed a hybrid investment advisory firm.
Donald Peppler’s longest registration is the current one, 18 years at Windsor Capital Management since 2008. Before joining Windsor Capital Management in 2008, Donald Peppler was registered through LPL Financial Corporation.
- – present · 18 yearsPhoenix, AZ · Adviser representative · Firm CRD 116593
- LPL Financial Corporation– · 1 yearOshkosh, WI · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Donald Peppler is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from April 2008; the most recent is Texas, in January 2014.
- ArizonaSince 28 July 2010
- TexasResidentSince 16 January 2014
- WisconsinSince 8 April 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 December 2006 |
| Series 24 | General Securities Principal Examination | 5 October 2001 |
| Series 7 | General Securities Representative Examination | 25 May 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 May 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Donald Edward Peppler
- CRD
- 2482674
- Firm
- Windsor Capital Management · CRD 116593
- Role
- Chief Compliance Officer
- Office
- 20860 NORTH TATUM BLVD., SUITE 220, Phoenix, AZ 85050
- Registration
- Investment adviser registration
- In the industry since
- January 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- windsoradvisor.com
Where does Donald Peppler work?
Donald Peppler has been Chief Compliance Officer of Windsor Capital Management, LLC since February 2008, and is a control person of the firm.
Is Donald Peppler a financial advisor?
Yes. Donald Peppler has a current investment-adviser registration in Arizona, Texas and Wisconsin, through Windsor Capital Management since April 2008.
How many years of experience does Donald Peppler have?
Donald Peppler has 19 years in the financial industry, since January 2007, across 2 adviser firms.
What exams has Donald Peppler passed?
Donald Peppler has passed 4 licensing exams: the Series 63, Series 7, Series 24 and Series 65. The earliest, the Series 63, was passed in May 1994.
Where is Donald Peppler based?
Donald Peppler’s registered office is in Phoenix, AZ.
Is Donald Peppler registered with FINRA?
No. Donald Peppler has no current broker registration.
How can I verify Donald Peppler’s record?
Search CRD 2482674 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Donald Peppler’s full registration record.