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Carly Maher

Elected Member & Head of Wealth Management Strategy and Business Operations at Park Avenue Securities

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Carly Maher is Elected Member & Head of Wealth Management Strategy and Business Operations of Park Avenue Securities LLC, a New York investment adviser managing $19.6B. Carly Maher has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Park Avenue Securities

Title on Schedule A
Elected Member & Head of Wealth Management Strategy and Business Operations
Control
Carly Maher is a control person of Park Avenue Securities.
Ownership
An individual ownership band is not available in the source record.
Tenure
Carly Maher has held the filed role since September 2020.

The firm

Park Avenue Securities LLC
New York, NY

Form ADV filed 8 September 2026

$19.6B AUM82,118 clients2,054 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 24 · 2002
  3. Passed Series 7 · 2001
  4. Passed Series 63 · 2000
  5. Passed Series 6 · 1999

Registrations and exams

Broker registration; no current adviser registration. Carly Maher has passed 5 qualifying exams.

Examinations

Series 6320 October 2000
Name
Uniform Securities Agent State Law Examination
Series 2428 January 2002
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 720 February 2001
Name
General Securities Representative Examination
Series 613 October 1999
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Carly Pritchard Maher
CRD
4003223
Firm
Park Avenue Securities LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Carly Maher work?

Carly Maher has been Elected Member & Head of Wealth Management Strategy and Business Operations of Park Avenue Securities LLC since September 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 8 September 2026

Does Carly Maher have a current investment-adviser registration?

Carly Maher has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Carly Maher passed?

Carly Maher has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 24 and SIE. The earliest, the Series 6, was passed in October 1999.

Source: IAPD individual record, checked 17 October 2026

Leadership at Park Avenue Securities

Sources

  1. IAPD individual record, CRD 4003223. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Park Avenue Securities LLC, filed 8 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Carly Maher or Park Avenue Securities LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.