Kate Davarashvili has been FINOP/Principal Financial Officer. of Park Avenue Securities since July 2024, is not listed as a control person, but directly owns under 5% of the firm.
Park Avenue Securities LLC is a New York, NY firm with $19.6B under management, 82,118 clients and 2,054 advisers across 544 offices, as of its September 2026 filing.
No adviser firm registrations are on Kate Davarashvili’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 2 January 2023 |
| Series 27 | Financial and Operations Principal Examination | 25 May 2017 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- CRD
- 5642325
- Firm
- Park Avenue Securities · CRD 46173
- Role
- FINOP/Principal Financial Officer.
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Kate Davarashvili work?
Kate Davarashvili has been FINOP/Principal Financial Officer. of Park Avenue Securities LLC since July 2024.
Does Kate Davarashvili have a current investment-adviser registration?
Kate Davarashvili has a current broker registration and no current investment-adviser registration.
What exams has Kate Davarashvili passed?
Kate Davarashvili has passed 3 licensing exams: the Series 27, Series 99TO and SIE. The earliest, the Series 27, was passed in May 2017.
Is Kate Davarashvili registered with FINRA?
Yes. Kate Davarashvili has a current broker registration, under CRD 5642325.
Source: FINRA BrokerCheck
How can I verify Kate Davarashvili’s record?
Search CRD 5642325 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kate Davarashvili’s full registration record.
- Marianne CaswellPresident and Elected Member
- Joseph GalloChief Compliance Officer
- Allen BoggsHead of Product & Supervision
- Carl DesrochersElected Member
- Joshua HerganGeneral Counsel
- Carly MaherElected Member & Head of Wealth Management Strategy and Business Operations
- Michael RynikerPrincipal Operations Officer
- Meg VecchiElected Member