Carl Desrochers is not listed as a control person, but directly owns under 5% of Park Avenue Securities.
Park Avenue Securities is an investment adviser based in New York, NY, registered with the SEC since 2000. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $19.6 billion, as filed on 8 September 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 7807194
- Firm
- Park Avenue Securities · CRD 46173
- Role
- Elected Member
- In role since
- August 2023 · 3 years
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- New York, NY
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Carl Desrochers work?
Carl Desrochers has been Elected Member of Park Avenue Securities LLC since August 2023.
How can I verify Carl Desrochers’ record?
Carl Desrochers’ role is listed on Park Avenue Securities LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 46173.
- Marianne CaswellPresident and Elected Member
- Joseph GalloChief Compliance Officer
- Allen BoggsHead of Product & Supervision
- Kate DavarashviliFINOP/Principal Financial Officer.
- Joshua HerganGeneral Counsel
- Carly MaherElected Member & Head of Wealth Management Strategy and Business Operations
- Michael RynikerPrincipal Operations Officer
- Meg VecchiElected Member