Brock Stassi has been an investment adviser representative at Baer Investment Advisory since September 2022, and is not listed among the firm’s executive officers or direct owners.
Baer Investment Advisory LLC is a firm with $119M under management, 80 clients and 3 advisers across 4 offices, as of its March 2026 filing.
- Baer Investment Advisory LLCCurrent– present · 4 yearsTiburon, CA · Adviser representative · Firm CRD 152063
Investment adviser representative registrations
Brock Stassi is registered as an investment adviser representative in California, as a resident of California, since September 2022.
- CaliforniaResidentSince 29 September 2022
Examinations
No examinations are on Brock Stassi’s record.
- Full name
- Brock James Stassi
- CRD
- 7638870
- Firm
- Baer Investment Advisory · CRD 152063
- Office
- Tiburon, CA
- Registration
- Investment adviser registration
- In the industry since
- September 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Brock Stassi work?
Brock Stassi is an investment adviser representative registered through Baer Investment Advisory LLC since September 2022, and is not listed among the firm’s executive officers or direct owners.
Is Brock Stassi a financial advisor?
Yes. Brock Stassi has a current investment-adviser registration in California, through Baer Investment Advisory since September 2022.
How many years of experience does Brock Stassi have?
Brock Stassi has 4 years in the financial industry, since September 2022, across 1 adviser firm.
Where is Brock Stassi based?
Brock Stassi’s registered office is in Tiburon, CA.
Is Brock Stassi registered with FINRA?
No. Brock Stassi has no current broker registration.
How can I verify Brock Stassi’s record?
Search CRD 7638870 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brock Stassi’s full registration record.
