Robert Baer has been Chief Compliance Officer of Baer Investment Advisory since December 2021, is not listed as a control person, but directly owns between 10% and 25% of the firm. Robert Baer holds a BS in business administration with concentrations in finance and marketing from the University of Richmond.
Baer Investment Advisory LLC is a firm with $119M under management, 80 clients and 3 advisers across 4 offices, as of its March 2026 filing.
Robb Baer joined Baer Investment Advisory LLC in 2021. Before joining, Robb spent 13 years at Goldman Sachs in New York and San Francisco, and earlier worked at German boutique advisory Sal Oppenheim in New York and began at Deutsche Bank in London and New York. Baer has 25 years of experience primarily focused on the global institutional investment community, including hedge funds, mutual funds and pension funds.
- Baer Investment Advisory LLCCurrent– present · 4 yearsSan Rafael, CA · Adviser representative · Firm CRD 152063
Investment adviser representative registrations
Robert Baer is registered as an investment adviser representative in 2 states. The first approvals date from January 2022; the most recent is New York, in July 2024.
- CaliforniaSince 26 January 2022
- New YorkSince 10 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 January 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 3 November 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 November 2000 |
| Series 7 | General Securities Representative Examination | 7 November 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robert Gordon Baer
- CRD
- 4233785
- Firm
- Baer Investment Advisory · CRD 152063
- Role
- Chief Compliance Officer
- Office
- San Rafael, CA
- Registration
- Investment adviser registration
- In the industry since
- December 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- baerinvestment.com
Where does Robert Baer work?
Robert Baer has been Chief Compliance Officer of Baer Investment Advisory LLC since December 2021.
Is Robert Baer a financial advisor?
Yes. Robert Baer has a current investment-adviser registration in California and New York, through Baer Investment Advisory since January 2022.
How many years of experience does Robert Baer have?
Robert Baer has 25 years in the financial industry, since December 2000, across 1 adviser firm.
What exams has Robert Baer passed?
Robert Baer has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 7, was passed in November 2000. FINRA credited Robert Baer with the SIE, which began in October 2018.
Where is Robert Baer based?
Robert Baer’s registered office is in San Rafael, CA.
Is Robert Baer registered with FINRA?
No. Robert Baer has no current broker registration.
How can I verify Robert Baer’s record?
Search CRD 4233785 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Baer’s full registration record.
