Brian Roberts has been Managing Member & Chief Compliance Officer of Roberts Wealth Advisors since May 2020, is a control person of the firm and directly owns 75% or more of it. Brian Roberts holds a BS from Santa Clara University and an MBA from Santa Clara University.
Roberts Wealth Advisors, LLC is a Menlo Park, CA firm with $446M under management, 150 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Brian Roberts is Founder of Roberts Wealth Advisors, based in Menlo Park, CA. He has 26 years of working with clients. Before starting Roberts Wealth Advisors he was a partner at Nelson Capital Management and founder at Nelson Roberts, and he has taught courses in investment ethics and equity analysis for the St. Mary's College Master of Science in Financial Analysis and Investment Management program.
Brian Roberts’ longest registration is the current one, 5 years at Roberts Wealth Advisors since 2020. Before joining Roberts Wealth Advisors in 2020, Brian Roberts was registered through Nelson Roberts Investment Advisors, LLC and Nelson Capital Management.
- Roberts Wealth Advisors, LLCCurrent– present · 5 yearsMenlo Park, CA · Adviser representative · Firm CRD 308827
- Nelson Roberts Investment Advisors, LLC– · 5 yearsMenlo Park, CA · Adviser representative · Firm CRD 129776
- Nelson Capital Management– · 1 yearPalo Alto, CA · Adviser representative · Firm CRD 123513
Professional designations
Listed by Roberts Wealth Advisors
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Brian Roberts is registered as an investment adviser representative in 3 states. The first approvals date from November 2020; the most recent is Utah, in March 2021.
- CaliforniaSince 2 November 2020
- TexasSince 29 January 2021
- UtahSince 3 March 2021
Examinations
No examinations are on Brian Roberts’s record.
- Full name
- Brian Patrick Roberts
- CRD
- 4458697
- Firm
- Roberts Wealth Advisors · CRD 308827
- Role
- Managing Member & Chief Compliance Officer
- Office
- 611 SANTA CRUZ AVENUE, SUITE 203, Menlo Park, CA 94025
- Registration
- Investment adviser registration
- In the industry since
- July 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- roberts-wa.com
Where does Brian Roberts work?
Brian Roberts has been Managing Member & Chief Compliance Officer of Roberts Wealth Advisors, LLC since May 2020, and is a control person of the firm.
Is Brian Roberts a financial advisor?
Yes. Brian Roberts has a current investment-adviser registration in California, Texas and Utah, through Roberts Wealth Advisors since November 2020.
How many years of experience does Brian Roberts have?
Brian Roberts has 13 years in the financial industry, since July 2013, across 3 adviser firms.
Where did Brian Roberts work before Roberts Wealth Advisors?
Before Roberts Wealth Advisors, Brian Roberts was registered through Nelson Capital Management, January 2003 to November 2004.
Where is Brian Roberts based?
Brian Roberts’ registered office is in Menlo Park, CA.
Is Brian Roberts registered with FINRA?
No. Brian Roberts has no current broker registration.
Is Brian Roberts a CFA charterholder?
Roberts Wealth Advisors lists Brian Roberts with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Brian Roberts’ record?
Search CRD 4458697 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Roberts’ full registration record.