Roberts Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, and tax planning.
Roberts Wealth Advisors reports 150 clients. They include 126 high-net-worth individuals, 20 individual clients and 2 other investment advisers. Of its assets, 100.0% ($446M across 450 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 13% | 2% |
| High-net-worth individuals | 84% | 89% |
| Pension and profit-sharing plans | <1% | 3% |
| Other investment advisers | 1% | 2% |
| Corporations and other businesses | <1% | 5% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 20 | $8.37M | 1.9% | $418K |
| High-net-worth individuals | 126 | $397M | 89.0% | $3.15M |
| Pension and profit-sharing plans | Fewer than 5 | $12M | 2.7% | $12M |
| Other investment advisers | Fewer than 5 | $8.32M | 1.9% | $4.16M |
| Corporations and other businesses | Fewer than 5 | $20.6M | 4.6% | $20.6M |
| Total | 150 | $446M | 100% | — |
- Clients
- 20
- Regulatory AUM
- $8.37M
- AUM share
- 1.9%
- Avg. per client
- $418K
- Clients
- 126
- Regulatory AUM
- $397M
- AUM share
- 89.0%
- Avg. per client
- $3.15M
- Clients
- Fewer than 5
- Regulatory AUM
- $12M
- AUM share
- 2.7%
- Avg. per client
- $12M
- Clients
- Fewer than 5
- Regulatory AUM
- $8.32M
- AUM share
- 1.9%
- Avg. per client
- $4.16M
- Clients
- Fewer than 5
- Regulatory AUM
- $20.6M
- AUM share
- 4.6%
- Avg. per client
- $20.6M
Total
- Clients
- 150
- Regulatory AUM
- $446M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Roberts Wealth Advisors charges 0.25%–1.00% a year for its Comprehensive Portfolio Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$3M | 1.00% |
| $3M–$5M | 0.75% |
| $5M–$17.5M | 0.50% |
| $17.5M and above | 0.25% |
Fee details and sources
Other fees
- Financial Planning and Consulting
- Hourly or flat fee; the hourly fee will not exceed $450 and flat fees will not exceed $10,000.
- Retirement Plan Consulting
- Hourly or flat fee, or a fee on plan assets; hourly fee up to $450, plan asset fee up to 1.00%.
Brian Roberts owns 75% or more of Roberts Wealth Advisors. The leadership team of Roberts Wealth Advisors includes Chief Compliance Officer Brian Roberts. It has 6 employees, 4 of them in advisory roles.
Leadership
Brian RobertsManaging Member & Chief Compliance Officer- Suzanne HermanPartner
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 4 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Roberts Wealth Advisors, LLC
Brian Roberts
Control person · since May 2020
- Owns 10% to 25% of Roberts Wealth Advisors, LLC
Suzanne Herman
Control person · since January 2026
Roberts Wealth Advisors’ regulatory assets grew 2.0× from $225M (July 2021) to $446M (March 2026); clients rose from 87 to 150 and employees from 4 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $446M | 150 | 6 | 2 |
| March 2025 | $385M | 140 | 6 | 2 |
| March 2024 | $306M | 126 | 6 | 2 |
| March 2023 | $254M | 114 | 5 | 2 |
| March 2022 | $299M | 283 | 6 | 2 |
| July 2021 | $225M | 87 | 4 | 3 |
Besides its headquarters, Roberts Wealth Advisors has 1 office, with 2 listed addresses in California and Utah.
California · 1 listed address
- 611 Santa Cruz Avenue, Suite 203, Menlo ParkHQ
Utah · 1 listed address
- 1245 Deer Valley Drive, Park City
Contact and registration details
- Legal name
- Roberts Wealth Advisors, LLC
- Headquarters
- 611 Santa Cruz Avenue, Suite 203, Menlo Park, CA 94025
- Website
- roberts-wa.com
- Phone
- 650-240-2410
- @roberts-wa
- SEC file
- 801-118928
- Founded
- 2020
- Structure
- California LLC
- Fiscal year end
- December
Roberts Wealth Advisors uses Charles Schwab ($400M) as custodian for its separately managed accounts. Roberts Wealth Advisors has custody of $88.9M in client assets for 50 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $400M100%
At year end, Roberts Wealth Advisors’ separately managed accounts were mostly in stocks (75%) and funds (12%).
What the accounts hold
- Stocks75%
- Funds12%
- Bonds12%
- U.S. government and agency bonds9%
- Investment grade corporate bonds2%
- State and local bonds1%
- Cash1%
How many clients does Roberts Wealth Advisors have?
Roberts Wealth Advisors has 150 clients and manages $446 million for them, as of March 2026. They include 126 high-net-worth individuals, 20 individual clients and 2 other investment advisers.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026
What services does Roberts Wealth Advisors offer?
Roberts Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Roberts Wealth Advisors charge?
Roberts Wealth Advisors charges 0.25%–1.00% a year for its Comprehensive Portfolio Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: ADV PART 2A- ROBERTS WEALTH ADVISORS, LLC, filed 17 March 2026
Which custodians does Roberts Wealth Advisors use?
Roberts Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $400M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026
How many financial advisors does Roberts Wealth Advisors have?
Roberts Wealth Advisors has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Roberts Wealth Advisors invest in?
At the end of its last fiscal year, Roberts Wealth Advisors’ separately managed accounts held 75% exchange-traded equities, 12% registered funds (mutual funds, ETFs, BDCs), 9% U.S. government and agency bonds, 2% investment grade corporate bonds, 1% state and local bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Roberts Wealth Advisors?
Roberts Wealth Advisors’ direct owners are Brian Roberts (75% or more) and Suzanne Herman (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 17 March 2026
How does Roberts Wealth Advisors get paid?
Roberts Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Roberts Wealth Advisors?
Roberts Wealth Advisors’ main office is at 611 Santa Cruz Avenue, Suite 203, Menlo Park, CA 94025. Its phone number is 650-240-2410. Its website is roberts-wa.com.