Suzanne Herman has been Partner of Roberts Wealth Advisors since January 2026, is a control person of the firm and directly owns between 10% and 25% of it.
Roberts Wealth Advisors, LLC is a Menlo Park, CA firm with $446M under management, 150 clients and 4 advisers across 2 offices, as of its March 2026 filing.
- Roberts Wealth Advisors, LLCCurrent– present · 5 yearsPark City, UT · Adviser representative · Firm CRD 308827
Investment adviser representative registrations
Suzanne Herman is registered as an investment adviser representative in Utah, since July 2021.
- UtahSince 7 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 May 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Suzanne Marie Herman
- CRD
- 7407290
- Firm
- Roberts Wealth Advisors · CRD 308827
- Role
- Partner
- Office
- 1245 Deer Valley Drive, Suite A, Park City, UT 84060
- Registration
- Investment adviser registration
- In the industry since
- July 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Suzanne Herman work?
Suzanne Herman has been Partner of Roberts Wealth Advisors, LLC since January 2026, and is a control person of the firm.
Is Suzanne Herman a financial advisor?
Yes. Suzanne Herman has a current investment-adviser registration in Utah, through Roberts Wealth Advisors since July 2021.
How many years of experience does Suzanne Herman have?
Suzanne Herman has 5 years in the financial industry, since July 2021, across 1 adviser firm.
What exams has Suzanne Herman passed?
Suzanne Herman passed the Series 65 in May 2021.
Where is Suzanne Herman based?
Suzanne Herman’s registered office is in Park City, UT.
Is Suzanne Herman registered with FINRA?
No. Suzanne Herman has no current broker registration.
How can I verify Suzanne Herman’s record?
Search CRD 7407290 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Suzanne Herman’s full registration record.
