Brian Crawley has been an investment adviser representative at Diazo since January 2023, and is not listed among the firm’s executive officers or direct owners.
Diazo, LLC is a Henderson, NV firm with $222M under management, 339 clients and 4 advisers across 3 offices, as of its March 2026 filing.
Brian Crawley’s longest registration is the current one, 3 years at Diazo since 2023. Before joining Diazo in 2023, Brian Crawley was registered through Innovative Adviser Solutions, LLC and Goldman Sachs Personal Financial Management.
- Innovative Adviser Solutions, LLC– · under a yearHenderson, NV · Adviser representative · Firm CRD 289191
- Goldman Sachs Personal Financial Management– · under a yearLas Vegas, NV · Adviser representative · Firm CRD 134600
- Redrock Wealth Management, LLC– · under a yearLas Vegas, NV · Adviser representative · Firm CRD 134562
- Hightower Advisors, LLC– · 3 yearsHenderson, NV · Adviser representative · Firm CRD 145323
- Sparrow Wealth Management– · under a yearLas Vegas, NV · Adviser representative · Firm CRD 152670
Investment adviser representative registrations
Brian Crawley is registered as an investment adviser representative in Nevada, since January 2023.
- NevadaSince 27 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 23 July 2018 |
| Series 7 | General Securities Representative Examination | 5 April 2018 |
| Series 65 | Uniform Investment Adviser Law Examination | 22 September 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Brian Seth Crawley
- CRD
- 6373264
- Firm
- Diazo · CRD 324419
- Office
- 2534 ANTHEM VILLAGE DR, SUITE 100, Henderson, NV 89052
- Registration
- Investment adviser registration
- In the industry since
- June 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Crawley work?
Brian Crawley is an investment adviser representative registered through Diazo, LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Brian Crawley a financial advisor?
Yes. Brian Crawley has a current investment-adviser registration in Nevada, through Diazo since January 2023.
How many years of experience does Brian Crawley have?
Brian Crawley has 9 years in the financial industry, since June 2017, across 6 adviser firms.
What exams has Brian Crawley passed?
Brian Crawley has passed 3 licensing exams: the Series 65, Series 7 and Series 63. The earliest, the Series 65, was passed in September 2014. FINRA credited Brian Crawley with the SIE, which began in October 2018.
Where did Brian Crawley work before Diazo?
Before Diazo, Brian Crawley was registered through Goldman Sachs Personal Financial Management, January 2022 to April 2022; Redrock Wealth Management, LLC, March 2020 to September 2020; Hightower Advisors, LLC, July 2016 to December 2019; Sparrow Wealth Management, September 2014 to April 2015.
Where is Brian Crawley based?
Brian Crawley’s registered office is in Henderson, NV.
Is Brian Crawley registered with FINRA?
No. Brian Crawley has no current broker registration.
How can I verify Brian Crawley’s record?
Search CRD 6373264 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Crawley’s full registration record.
