Janet Messer has been Chief Compliance Officer of Diazo since March 2025, is not listed as a control person, but directly owns under 5% of the firm.
Diazo, LLC is a Henderson, NV firm with $222M under management, 339 clients and 4 advisers across 3 offices, as of its March 2026 filing.
Janet Messer is Outsourced Chief Compliance Officer of Diazo Wealth. She has over two decades of experience in the financial services industry, including work at banks, broker-dealers and registered investment advisors.
No adviser firm registrations are on Janet Messer’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 5 April 2011 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Janet Lynn Messer
- CRD
- 5059140
- Firm
- Diazo · CRD 324419
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- diazo.com
Where does Janet Messer work?
Janet Messer has been Chief Compliance Officer of Diazo, LLC since March 2025.
Does Janet Messer have a current investment-adviser registration?
Janet Messer has no current investment-adviser or broker registration.
What exams has Janet Messer passed?
Janet Messer has passed 2 licensing exams: the Series 7 and Series 99TO. The earliest, the Series 7, was passed in April 2011. FINRA credited Janet Messer with the SIE, which began in October 2018.
Is Janet Messer registered with FINRA?
No. Janet Messer has no current broker registration.
How can I verify Janet Messer’s record?
Search CRD 5059140 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Janet Messer’s full registration record.
