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Caroline Laiacona, portrait

Caroline Laiacona

Chief Operating Officer at Diazo

Firm officerUpdated

Caroline Laiacona has been Chief Operating Officer of Diazo, LLC, a Henderson, NV investment adviser managing $222M, since November 2022.

3
Years in role
$222M
Firm AUM
339
Firm clients
4
Firm advisers

From Form ADV filed 31 March 2026Form ADV

Career

Caroline Laiacona is a control person of Diazo and directly owns under 5% of it. Caroline Laiacona studied at the College of Staten Island.

Diazo is an investment adviser based in Henderson, NV, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $222 million, as filed on 31 March 2026. Its fees, ownership and offices are on the firm’s profile.

Caroline Laiacona is Chief Operations Officer of Diazo Wealth. Before joining Diazo, she spent 30 years in the financial services industry in various capacities, focused on the operations side of the business.

Key facts

CRD
1387943
Firm
Diazo · CRD 324419
Role
Chief Operating Officer
In role since
November 2022 · 3 years
Control person
Yes
Direct ownership
Under 5%
Firm headquarters
Henderson, NV
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record
Firm bio
diazo.com

Common questions

Where does Caroline Laiacona work?

Caroline Laiacona has been Chief Operating Officer of Diazo, LLC since November 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

How can I verify Caroline Laiacona’s record?

Caroline Laiacona’s role is listed on Diazo, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 324419.

Source: Form ADV, Schedule A, filed 31 March 2026

Leadership at Diazo

Sources

  1. IAPD individual lookup, CRD 1387943, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Diazo, LLC, filed 31 March 2026. Title, control and ownership bands.
  3. Diazo team page. Biography, education, credentials, awards and the portrait, reproduced for identification.