Benjamin Lincoln has been CEO, CCO of Redwood Holdings since November 2014, is a control person of the firm and directly owns under 5% of it.
Redwood Holdings, LLC is a Santa Monica, CA firm with $837M under management, 243 clients and 3 advisers in one office, as of its April 2026 filing.
Benjamin Lincoln’s longest registration is the current one, 11 years at Redwood Holdings since 2014. Before joining Redwood Holdings in 2014, Benjamin Lincoln was registered through LPL Financial LLC and A. G. Edwards & Sons, Inc.
- – present · 11 yearsSanta Monica, CA · Adviser representative · Firm CRD 173916
- LPL Financial LLC– · 7 yearsCharlotte, NC · Adviser representative · Firm CRD 6413
- A. G. Edwards & Sons, Inc.– · 3 yearsCharlotte, NC · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Benjamin Lincoln is registered as an investment adviser representative in 6 states. The first approvals date from November 2014; the most recent is California, in May 2017.
- CaliforniaSince 12 May 2017
- LouisianaSince 12 January 2015
- MichiganSince 18 December 2014
- North CarolinaSince 8 January 2015
- OhioSince 11 March 2016
- TexasSince 19 November 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 June 2004 |
| Series 7 | General Securities Representative Examination | 18 December 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Benjamin Asher Lincoln
- CRD
- 4701280
- Firm
- Redwood Holdings · CRD 173916
- Role
- CEO, CCO
- Office
- 100 WILSHIRE BLVD, SUITE 260, Santa Monica, CA 90401
- Registration
- Investment adviser registration
- In the industry since
- January 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Benjamin Lincoln work?
Benjamin Lincoln has been CEO, CCO of Redwood Holdings, LLC since November 2014, and is a control person of the firm.
Is Benjamin Lincoln a financial advisor?
Yes. Benjamin Lincoln has a current investment-adviser registration in California, Louisiana, Michigan, North Carolina, Ohio and Texas, through Redwood Holdings since November 2014.
How many years of experience does Benjamin Lincoln have?
Benjamin Lincoln has 22 years in the financial industry, since January 2004, across 3 adviser firms.
What exams has Benjamin Lincoln passed?
Benjamin Lincoln has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2003. FINRA credited Benjamin Lincoln with the SIE, which began in October 2018.
Where did Benjamin Lincoln work before Redwood Holdings?
Before Redwood Holdings, Benjamin Lincoln was registered through A. G. Edwards & Sons, Inc., July 2004 to December 2007.
Where is Benjamin Lincoln based?
Benjamin Lincoln’s registered office is in Santa Monica, CA.
Is Benjamin Lincoln registered with FINRA?
No. Benjamin Lincoln has no current broker registration.
How can I verify Benjamin Lincoln’s record?
Search CRD 4701280 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Benjamin Lincoln’s full registration record.