Redwood Holdings provides portfolio management for individuals and small businesses, selecting other managers, financial planning, and insurance.
Redwood Holdings reports 243 clients. They include 123 high-net-worth individuals and 120 individual clients. Of its assets, 100.0% ($837M across 679 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 49% | 49% |
| High-net-worth individuals | 51% | 51% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 120 | $413M | 49.4% | $3.44M |
| High-net-worth individuals | 123 | $424M | 50.6% | $3.44M |
| Total | 243 | $837M | 100% | $3.44M |
- Clients
- 120
- Regulatory AUM
- $413M
- AUM share
- 49.4%
- Avg. per client
- $3.44M
- Clients
- 123
- Regulatory AUM
- $424M
- AUM share
- 50.6%
- Avg. per client
- $3.44M
Total
- Clients
- 243
- Regulatory AUM
- $837M
- AUM share
- 100%
- Avg. per client
- $3.44M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Redwood Holdings charges up to 2.90% a year for its Account Management. The fee is billed in advance and is negotiable.
Fee details and sources
Redwood Holdings, LLC owns 75% or more of Redwood Holdings and is in turn owned by Benjamin Lincoln (75% or more). It has 3 employees.
Leadership
- Benjamin LincolnCEO, CCO
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of Redwood Holdings, LLC
Benjamin Lincoln
Control person · since November 2014
Redwood Holdings’ regulatory assets grew 3.4× from $246M (March 2021) to $837M (April 2026); clients rose from 80 to 243 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $837M | 243 | 3 | 1 |
| March 2025 | $493M | 434 | 3 | 1 |
| July 2024 | $381M | 444 | 4 | 2 |
| May 2023 | $251M | 282 | 3 | 2 |
| March 2022 | $277M | 99 | 3 | 2 |
| March 2021 | $246M | 80 | 3 | 2 |
Besides its headquarters, Redwood Holdings has 0 offices, with 1 listed address in California.
California · 1 listed address
- 100 Wilshire BLVD, Suite 260, Santa MonicaHQ
Other business names
Redwood Holdings has reported 1 other business name to the SEC.
- Redwood Wealth Management
Contact and registration details
- Legal name
- Redwood Holdings, LLC
- Headquarters
- 100 Wilshire BLVD, Suite 260, Santa Monica, CA 90401
- Website
- redwoodwealth.com
- Phone
- 888-552-1905
- SEC file
- 801-117866
- Founded
- 2014
- Structure
- North Carolina LLC
- Fiscal year end
- December
Redwood Holdings uses Charles Schwab ($108M) as custodian for its separately managed accounts. Redwood Holdings does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $108M100%
At year end, Redwood Holdings’ separately managed accounts were mostly in stocks (93%).
What the accounts hold
- Stocks93%
- Bonds1%
- Cash5%
- Other1%
- Options positions1%
How many clients does Redwood Holdings have?
Redwood Holdings has 243 clients and manages $837 million for them, as of April 2026. They include 123 high-net-worth individuals and 120 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 April 2026
What services does Redwood Holdings offer?
Redwood Holdings provides portfolio management for individuals and small businesses, selecting other managers, financial planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Redwood Holdings charge?
Redwood Holdings charges up to 2.90% a year for its Account Management. The fee is billed in advance and is negotiable.
Which custodians does Redwood Holdings use?
Redwood Holdings’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $108M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 April 2026
How many financial advisors does Redwood Holdings have?
Redwood Holdings has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Redwood Holdings invest in?
At the end of its last fiscal year, Redwood Holdings’ separately managed accounts held 93% exchange-traded equities, 5% cash and equivalents, 1% state and local bonds and 1% other. The 1% other category is described as: Options Positions.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Redwood Holdings?
Redwood Holdings is owned through a holding company by Benjamin Lincoln. Its direct owner is Redwood Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 9 April 2026
How does Redwood Holdings get paid?
Redwood Holdings is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Redwood Holdings?
Redwood Holdings’ main office is at 100 Wilshire BLVD, Suite 260, Santa Monica, CA 90401. Its phone number is 888-552-1905. Its website is redwoodwealth.com.