{"url":"https://nivawealth.com/firms/redwood-holdings-173916","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/173916","regulatoryAum":836976086,"crd":"173916","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7186061","suffix":null,"lastName":"Egbeyemi","firstName":"Ayodeji","middleName":null},{"crd":"6340428","suffix":null,"lastName":"Kohlenberg","firstName":"Jared","middleName":"Loren"},{"crd":"4701280","suffix":null,"lastName":"LINCOLN","firstName":"BENJAMIN","middleName":"ASHER"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-18","regulatoryAum":246000000,"clients":80,"employees":3,"offices":2},{"filedOn":"2022-03-10","regulatoryAum":276635178,"clients":99,"employees":3,"offices":2},{"filedOn":"2023-05-01","regulatoryAum":251311605,"clients":282,"employees":3,"offices":2},{"filedOn":"2024-07-16","regulatoryAum":381000000,"clients":444,"employees":4,"offices":2},{"filedOn":"2025-03-25","regulatoryAum":493000000,"clients":434,"employees":3,"offices":1},{"filedOn":"2026-04-09","regulatoryAum":836976086,"clients":243,"employees":3,"offices":1}],"secFileNumber":"801-117866","legalName":"Redwood Holdings, LLC","displayName":"Redwood Holdings","slug":"redwood-holdings-173916","website":"https://redwoodwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2014","organization":"North Carolina limited liability company","fiscalYearEnd":"December","headquarters":{"street":"100 Wilshire BLVD, Suite 260","city":"Santa Monica","state":"CA","stateName":"California","country":"United States","postalCode":"90401"},"tradeNames":["Redwood Wealth Management"],"registration":{"secApproved":"2 January 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3.26V1","fee_rate_low":null,"fee_rate_high":2.9,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T10:02:03.85225+00:00","documents":[{"name":"2A BROCHURE REDWOOD 3.26V1","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019485","versionId":1019485,"submittedOn":"2026-03-16"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=986712","versionId":986712,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=986711","versionId":986711,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=986710","versionId":986710,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":107845870}],"custodyNote":"Redwood Holdings does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Benjamin Lincoln","title":"CEO, CCO","crd":"4701280"}],"ownership":[{"label":"Redwood Holdings, LLC","detail":"Member in the 75% or more ownership band and a control person, since November 2014."},{"label":"Benjamin Lincoln","detail":"Indirect owner: a member of Redwood Holdings, LLC in the 75% or more band and a control person, since November 2014.","parent":"Redwood Holdings, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"100 Wilshire BLVD, Suite 260","city":"Santa Monica","headquarters":true}]}],"brochureServices":["financial planning","insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"888-552-1905","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":93},{"label":"U.S. state and local bonds","percent":1},{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":1,"detail":"Options Positions"}],"privateFunds":0},"sources":{"adv1FilingDate":"9 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/173916/PDF/173916.pdf","brochureDate":"16 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019485","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Redwood Holdings have?","answer":"Redwood Holdings has 243 clients and manages $837 million for them, as of April 2026. They include 123 high-net-worth individuals and 120 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Redwood Holdings offer?","answer":"Redwood Holdings provides portfolio management for individuals and small businesses, selecting other managers, financial planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Redwood Holdings charge?","answer":"Redwood Holdings charges up to 2.90% a year for its Account Management. The fee is billed in advance and is negotiable.","source":"2A BROCHURE REDWOOD 3.26V1, filed 16 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Redwood Holdings use?","answer":"Redwood Holdings’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $108M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Redwood Holdings have?","answer":"Redwood Holdings has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Redwood Holdings invest in?","answer":"At the end of its last fiscal year, Redwood Holdings’ separately managed accounts held 93% exchange-traded equities, 5% cash and equivalents, 1% state and local bonds and 1% other. The 1% other category is described as: Options Positions.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Redwood Holdings?","answer":"Redwood Holdings is owned through a holding company by Benjamin Lincoln. Its direct owner is Redwood Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 9 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Redwood Holdings get paid?","answer":"Redwood Holdings is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Redwood Holdings?","answer":"Redwood Holdings’ main office is at 100 Wilshire BLVD, Suite 260, Santa Monica, CA 90401. Its phone number is 888-552-1905. Its website is redwoodwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}