Anthony Herreres has been an investment adviser representative at Alliance Advisory & Securities since May 2026, and is not listed among the firm’s executive officers or direct owners.
Alliance Advisory & Securities, LLC is a Westlake Village, CA firm with $687M under management, 675 clients and 14 advisers across 5 offices, as of its September 2026 filing.
- – present · under a yearWestlake Village, CA · Adviser representative · Firm CRD 18835
Investment adviser representative registrations
Anthony Herreres is registered as an investment adviser representative in California, since May 2026.
- CaliforniaSince 8 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 May 2026 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Anthony Roy Herreres
- CRD
- 8043647
- Firm
- Alliance Advisory & Securities · CRD 18835
- Office
- 31248 E. OAK CREST DRIVE, SUITE 100, Westlake Village, CA 91361
- Registration
- Investment adviser registration
- In the industry since
- May 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Anthony Herreres work?
Anthony Herreres is an investment adviser representative registered through Alliance Advisory & Securities, LLC since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Anthony Herreres a financial advisor?
Yes. Anthony Herreres has a current investment-adviser registration in California, through Alliance Advisory & Securities since May 2026.
How many years of experience does Anthony Herreres have?
Anthony Herreres has 0 years in the financial industry, since May 2026, across 1 adviser firm.
What exams has Anthony Herreres passed?
Anthony Herreres passed the Series 65 in May 2026.
Where is Anthony Herreres based?
Anthony Herreres’ registered office is in Westlake Village, CA.
Is Anthony Herreres registered with FINRA?
No. Anthony Herreres has no current broker registration.
How can I verify Anthony Herreres’ record?
Search CRD 8043647 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anthony Herreres’ full registration record.
