Anna Carlson has been an investment adviser representative at Carlson & Company Financial Services since January 2022, and is not listed among the firm’s executive officers or direct owners.
Carlson & Company Financial Services, LLC is a Topeka, KS firm with $632M under management, 1,097 clients and 10 advisers across 5 offices, as of its March 2026 filing.
Anna Carlson’s longest registration is the current one, 7 years at Carlson & Company Financial Services since 2018. Before joining Carlson & Company Financial Services in 2022, Anna Carlson was registered through Global Financial Private Capital, LLC.
- Carlson FinancialCurrent– present · 7 yearsGlen Allen, VA · Adviser representative · Firm CRD 295907
- Global Financial Private Capital, LLC– · under a yearGlen Allen, VA · Adviser representative · Firm CRD 132070
Investment adviser representative registrations
Anna Carlson is registered as an investment adviser representative in Virginia, since January 2022.
- VirginiaSince 12 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 February 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Anna L Carlson
- CRD
- 6952797
- Firm
- Carlson & Company Financial Services · CRD 295907
- Office
- 5207 HICKORY PARK DRIVE, SUITE E, Glen Allen, VA 23059
- Registration
- Investment adviser registration
- In the industry since
- June 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Anna Carlson work?
Anna Carlson is an investment adviser representative registered through Carlson & Company Financial Services, LLC since January 2022, and is not listed among the firm’s executive officers or direct owners.
Is Anna Carlson a financial advisor?
Yes. Anna Carlson has a current investment-adviser registration in Virginia, through Carlson & Company Financial Services since January 2022.
How many years of experience does Anna Carlson have?
Anna Carlson has 8 years in the financial industry, since June 2018, across 2 adviser firms.
What exams has Anna Carlson passed?
Anna Carlson passed the Series 65 in February 2018.
Where did Anna Carlson work before Carlson & Company Financial Services?
Before Carlson & Company Financial Services, Anna Carlson was registered through Global Financial Private Capital, LLC, June 2018 to April 2019.
Where is Anna Carlson based?
Anna Carlson’s registered office is in Glen Allen, VA.
Is Anna Carlson registered with FINRA?
No. Anna Carlson has no current broker registration.
How can I verify Anna Carlson’s record?
Search CRD 6952797 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anna Carlson’s full registration record.