Allan Moskowitz has been an investment adviser representative at Mason & Associates since September 2025, and is not listed among the firm’s executive officers or direct owners.
Mason & Associates, Inc. is a Los Angeles, CA firm with $829M under management, 698 clients and 8 advisers across 2 offices, as of its January 2026 filing.
Allan W. Moskowitz is a Registered Investment Advisor Representative of Mason & Associates, Inc. He has over 30 years of experience in financial services. After beginning his career in alternative medicine, he moved to the Bay Area in 1997 to focus on sustainable, responsible, and impact (SRI)/ESG investing as a Certified Financial Planner.
Allan Moskowitz’s longest registration was 9 years at Transformative Wealth Management LLC (2016–2026). Before joining Mason & Associates in 2025, Allan Moskowitz was registered through Transformative Wealth Management LLC and Protected Investors of America.
- Mason & Associates, Inc.Current– present · 1 yearBerkeley, CA · Adviser representative · Firm CRD 141303
- Transformative Wealth Management LLC– · 9 yearsEl Cerrito, CA · Adviser representative · Firm CRD 283660
- Protected Investors of America– · 7 yearsEl Cerrito, CA · Adviser representative · Firm CRD 6082
- Financial West Group– · 8 yearsSan Pablo, CA · Adviser representative · Firm CRD 16668
Professional designations
Listed by Mason & Associates
- CERTIFIED FINANCIAL PLANNER® (CFP®)
- ACCREDITED INVESTMENT FIDUCIARY® (AIF®)
Investment adviser representative registrations
Allan Moskowitz is registered as an investment adviser representative in 2 states. The first approvals date from September 2025; the most recent is New Mexico, in November 2025.
- CaliforniaSince 19 September 2025
- New MexicoSince 24 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 8 April 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 December 1990 |
| Series 7 | General Securities Representative Examination | 20 December 1990 |
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Allan William Moskowitz
- CRD
- 2103510
- Firm
- Mason & Associates · CRD 141303
- Office
- 900 Colusa Ave., Suite 201, Berkeley, CA 94707
- Registration
- Investment adviser registration
- In the industry since
- April 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- masonlifeplanning.com
Where does Allan Moskowitz work?
Allan Moskowitz is an investment adviser representative registered through Mason & Associates, Inc. since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Allan Moskowitz a financial advisor?
Yes. Allan Moskowitz has a current investment-adviser registration in California and New Mexico, through Mason & Associates since September 2025.
How many years of experience does Allan Moskowitz have?
Allan Moskowitz has 26 years in the financial industry, since April 2000, across 4 adviser firms.
What exams has Allan Moskowitz passed?
Allan Moskowitz has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in December 1990.
Where did Allan Moskowitz work before Mason & Associates?
Before Mason & Associates, Allan Moskowitz was registered through Protected Investors of America, August 2008 to July 2016; Financial West Group, April 2000 to August 2008.
Where is Allan Moskowitz based?
Allan Moskowitz’s registered office is in Berkeley, CA.
Is Allan Moskowitz registered with FINRA?
No. Allan Moskowitz has no current broker registration.
Is Allan Moskowitz a CFP?
Mason & Associates lists Allan Moskowitz with the CFP credential (“CERTIFIED FINANCIAL PLANNER® (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Allan Moskowitz’s record?
Search CRD 2103510 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Allan Moskowitz’s full registration record.
