Charles Mason has been CEO of Mason & Associates since January 2007, is a control person of the firm and directly owns under 5% of it. Charles Mason studied at Montgomery College and the University of Maryland.
Mason & Associates, Inc. is a Los Angeles, CA firm with $829M under management, 698 clients and 8 advisers across 2 offices, as of its January 2026 filing.
Charles W. Mason is Founder of Mason & Associates, Inc. He specializes in comprehensive wealth management and individual financial planning, and has over 40 years of experience in personal financial management and life planning.
Charles Mason’s longest registration was 9 years at Transamerica Financial Advisors, Inc. (1997–2006). Before joining Mason & Associates in 2022, Charles Mason was registered through Transamerica Financial Advisors, Inc.
- Mason & Associates, Inc.Current– present · 4 yearsLos Angeles, CA · Adviser representative · Firm CRD 141303
- Transamerica Financial Advisors, Inc.– · 9 yearsLos Angeles, CA · Adviser representative · Firm CRD 3600
Professional designations
Listed by Mason & Associates
- Certified Financial Planner (CFP®)
- Chartered Life Underwriter (CLU)
Investment adviser representative registrations
Charles Mason is registered as an investment adviser representative in California, since January 2022.
- CaliforniaSince 14 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 14 October 1993 |
| Series 1 | Registered Representative Examination | 24 May 1971 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- Charles William Mason
- CRD
- 322180
- Firm
- Mason & Associates · CRD 141303
- Role
- CEO
- Office
- 7474 NORTH FIGUEROA STREET, SUITE 100, Los Angeles, CA 90041
- Registration
- Investment adviser registration
- In the industry since
- June 1971
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- masonlifeplanning.com
Where does Charles Mason work?
Charles Mason has been CEO of Mason & Associates, Inc. since January 2007, and is a control person of the firm.
Is Charles Mason a financial advisor?
Yes. Charles Mason has a current investment-adviser registration in California, through Mason & Associates since January 2022.
How many years of experience does Charles Mason have?
Charles Mason has 55 years in the financial industry, since June 1971, across 2 adviser firms.
What exams has Charles Mason passed?
Charles Mason has passed 3 licensing exams: the Series 1, Series 63 and Series 7TO. The earliest, the Series 1, was passed in May 1971. FINRA credited Charles Mason with the SIE, which began in October 2018.
Where did Charles Mason work before Mason & Associates?
Before Mason & Associates, Charles Mason was registered through Transamerica Financial Advisors, Inc., July 1997 to November 2006.
Where is Charles Mason based?
Charles Mason’s registered office is in Los Angeles, CA.
Is Charles Mason registered with FINRA?
No. Charles Mason has no current broker registration.
Is Charles Mason a CFP?
Mason & Associates lists Charles Mason with the CFP credential (“Certified Financial Planner (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Charles Mason’s record?
Search CRD 322180 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Mason’s full registration record.
