Brent Mason has been President of Mason & Associates since January 2007, is a control person of the firm and directly owns under 5% of it. Brent Mason holds a Bachelor's degree in Business Administration from Southern Methodist University.
Mason & Associates, Inc. is a Los Angeles, CA firm with $829M under management, 698 clients and 8 advisers across 2 offices, as of its January 2026 filing.
Brent M. Mason is President of Mason & Associates, Inc., a Registered Investment Advisory Firm located in Los Angeles. He began his career with Putnam Investments in Boston, where he was a vice-president and served as the marketing manager for Putnam's Insurance Products Division.
- Mason & Associates, Inc.Current– present · 19 yearsLos Angeles, CA · Adviser representative · Firm CRD 141303
Professional designations
Listed by Mason & Associates
- Accredited Investment Fiduciary® (AIF®)
Investment adviser representative registrations
Brent Mason is registered as an investment adviser representative in California, since January 2007.
- CaliforniaSince 1 January 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 15 September 2008 |
| Series 65 | Uniform Investment Adviser Law Examination | 22 December 2006 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 February 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 January 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Brent Markey Mason
- CRD
- 4046662
- Firm
- Mason & Associates · CRD 141303
- Role
- President
- Office
- 7474 NORTH FIGUEROA STREET, SUITE 100, Los Angeles, CA 90041
- Registration
- Investment adviser registration
- In the industry since
- December 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- masonlifeplanning.com
Where does Brent Mason work?
Brent Mason has been President of Mason & Associates, Inc. since January 2007, and is a control person of the firm.
Is Brent Mason a financial advisor?
Yes. Brent Mason has a current investment-adviser registration in California, through Mason & Associates since January 2007.
How many years of experience does Brent Mason have?
Brent Mason has 19 years in the financial industry, since December 2006, across 1 adviser firm.
What exams has Brent Mason passed?
Brent Mason has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7. The earliest, the Series 63, was passed in January 2000. FINRA credited Brent Mason with the SIE, which began in October 2018.
Where is Brent Mason based?
Brent Mason’s registered office is in Los Angeles, CA.
Is Brent Mason registered with FINRA?
No. Brent Mason has no current broker registration.
How can I verify Brent Mason’s record?
Search CRD 4046662 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brent Mason’s full registration record.
