Alan Goodman has been an investment adviser representative at Maia Wealth since December 2023, and is not listed among the firm’s executive officers or direct owners.
Maia Wealth, LLC is a Denver, CO firm with $973M under management, 2,148 clients and 36 advisers across 9 offices, as of its May 2026 filing.
Alan Goodman’s longest registration was 5 years at Wealthsource® (2018–2024). Before joining Maia Wealth in 2023, Alan Goodman was registered through Wealthsource® and Chrome Asset Management.
- Simplicity WealthAlso current– present · under a yearDenver, CO · Adviser representative · Firm CRD 300572
- Wealthsource®– · 5 yearsLouisville, CO · Adviser representative · Firm CRD 282202
- Chrome Asset Management– · 4 yearsDenver, CO · Adviser representative · Firm CRD 151930
Investment adviser representative registrations
Alan Goodman is registered as an investment adviser representative in 2 states. Each was approved in December 2023.
- ColoradoSince 5 December 2023
- TexasSince 5 December 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 September 2013 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Alan David Goodman
- CRD
- 6247658
- Firm
- Maia Wealth · CRD 292817
- Office
- 1401 17TH STREET, SUITE 850, Denver, CO 80202
- Registration
- Investment adviser registration
- In the industry since
- September 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Alan Goodman work?
Alan Goodman is an investment adviser representative registered through Maia Wealth, LLC since December 2023, and is not listed among the firm’s executive officers or direct owners.
Is Alan Goodman a financial advisor?
Yes. Alan Goodman has a current investment-adviser registration in Colorado and Texas, through Maia Wealth since December 2023.
How many years of experience does Alan Goodman have?
Alan Goodman has 13 years in the financial industry, since September 2013, across 4 adviser firms.
What exams has Alan Goodman passed?
Alan Goodman passed the Series 65 in September 2013.
Where did Alan Goodman work before Maia Wealth?
Before Maia Wealth, Alan Goodman was registered through Chrome Asset Management, September 2013 to May 2018.
Where is Alan Goodman based?
Alan Goodman’s registered office is in Denver, CO.
Is Alan Goodman registered with FINRA?
No. Alan Goodman has no current broker registration.
How can I verify Alan Goodman’s record?
Search CRD 6247658 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alan Goodman’s full registration record.