Aaron Phillips has been an investment adviser representative at Gilbert Greg RIA since April 2020, and is not listed among the firm’s executive officers or direct owners.
Gilbert Greg RIA, LLC is an Oakland, CA firm with $174M under management, 657 clients and 35 advisers across 35 offices, as of its May 2026 filing.
Aaron Phillips’ longest registration is the current one, 6 years at Gilbert Greg RIA since 2020. Before joining Gilbert Greg RIA in 2020, Aaron Phillips was registered through Infinity Financial Services and First Allied Securities, Inc.
- – present · 6 yearsSan Francisco, CA · Adviser representative · Firm CRD 304981
- Infinity Financial Services– · 4 yearsOakland, CA · Adviser representative · Firm CRD 144302
- First Allied Securities, Inc.– · 2 yearsSan Ramon, CA · Adviser representative · Firm CRD 32444
Investment adviser representative registrations
Aaron Phillips is registered as an investment adviser representative in 2 states. The first approvals date from April 2020; the most recent is Florida, in August 2020.
- CaliforniaSince 1 April 2020
- FloridaSince 3 August 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 20 May 1996 |
| Series 24 | General Securities Principal Examination | 30 August 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 March 1988 |
| Series 7 | General Securities Representative Examination | 16 January 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Aaron Kurt Phillips
- CRD
- 1779418
- Firm
- Gilbert Greg RIA · CRD 304981
- Office
- 513 Valencia St., Suite 3, San Francisco, CA 94110
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Aaron Phillips work?
Aaron Phillips is an investment adviser representative registered through Gilbert Greg RIA, LLC since April 2020, and is not listed among the firm’s executive officers or direct owners.
Is Aaron Phillips a financial advisor?
Yes. Aaron Phillips has a current investment-adviser registration in California and Florida, through Gilbert Greg RIA since April 2020.
How many years of experience does Aaron Phillips have?
Aaron Phillips has 33 years in the financial industry, since March 1993, across 3 adviser firms.
What exams has Aaron Phillips passed?
Aaron Phillips has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in January 1988. FINRA credited Aaron Phillips with the SIE, which began in October 2018.
Where did Aaron Phillips work before Gilbert Greg RIA?
Before Gilbert Greg RIA, Aaron Phillips was registered through First Allied Securities, Inc., April 2010 to July 2012.
Where is Aaron Phillips based?
Aaron Phillips’ registered office is in San Francisco, CA.
Is Aaron Phillips registered with FINRA?
Yes. Aaron Phillips has a current broker registration, under CRD 1779418.
Source: FINRA BrokerCheck
How can I verify Aaron Phillips’ record?
Search CRD 1779418 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Aaron Phillips’ full registration record.