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Top 4 financial advisor firms in Germantown

4 SEC-registered financial advisor firms are headquartered in Germantown, TN, with $1.43B in combined regulatory assets under management. The largest by assets are FCG Investment ($568M), Silverleafe Capital Partners ($449M) and W Advisors ($245M).

4
Financial advisor firms
$1.43B
Their combined AUM
$347M
Median firm AUM
1,121
Clients of the top 4

The 4 largest by assets

  1. 1
    FCG Investment

    RIA

    $568M

  2. 2
    Silverleafe Capital Partners

    RIA

    $449M

  3. 3
    W Advisors

    RIA

    $245M

  4. 4
    Trinity Capital Management

    RIA

    $165M

Profiles of the top 4

No. 1 · RIA

FCG Investment

FCG Investment is an investment adviser based in Germantown, TN, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include pension and profit-sharing plans, high-net-worth individuals, and individual clients. Its regulatory assets under management total $568 million, as filed on 23 September 2026.

FCG Investment charges 0.90% a year for its Portfolio Management.

Regulatory AUM
$568M
Clients
351
Advisory staff
10
Fee schedule
0.90% to 0.90% a year
Custodians
Charles Schwab
Headquarters
9040 Garden Arbor DR, Ste 206, Germantown, TN 38138
Phone
901-309-2681
Website
fcgtn.com

No. 2 · RIA

Silverleafe Capital Partners

Silverleafe Capital Partners is an investment adviser based in Germantown, TN, registered with the SEC since 2004. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $449 million, as filed on 10 March 2026.

Silverleafe Capital Partners charges 0.60%–1.00% a year for its Standard fee schedule.

Regulatory AUM
$449M
Clients
179
Advisory staff
4
Founded
2004
Fee schedule
0.60% to 1.00% a year
Minimum account
$2,000,000
Custodians
Fidelity
Headquarters
6815 Poplar Avenue, Suite 205, Germantown, TN 38138
Phone
901-259-3345
Website
silverleafecapital.com

No. 3 · RIA

W Advisors

W Advisors is an investment adviser based in Germantown, TN, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $245 million, as filed on 14 September 2026.

W Advisors charges up to 1.25% a year for its Comprehensive Portfolio Management.

Regulatory AUM
$245M
Clients
95
Advisory staff
2
Founded
2013
Fee schedule
Up to 1.25% a year
Custodians
Charles Schwab
Headquarters
2289 West Street, Germantown, TN 38138
Phone
901-410-8040

No. 4 · RIA

Trinity Capital Management

Trinity Capital Management is an investment adviser based in Germantown, TN, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and corporations and other businesses. Its regulatory assets under management total $165 million, as filed on 31 March 2026.

Regulatory AUM
$165M
Clients
496
Advisory staff
2
Custodians
Raymond James
Headquarters
1730 S. Germantown RD., Suite 224, Germantown, TN 38138
Phone
901-757-4448
Website
trinitycapitalmanagement.net

Questions about financial advisors in Germantown

How many financial advisor firms are headquartered in Germantown?

4 SEC-registered financial advisor firms report their principal office in Germantown, TN, managing $1.43B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Germantown?

FCG Investment, with $568M in regulatory assets under management on its latest Form ADV. The next largest are Silverleafe Capital Partners ($449M) and W Advisors ($245M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Germantown?

The median firm manages $347M in regulatory assets. That is the midpoint of the 4 firms headquartered in Germantown.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Germantown charge?

Of the 4 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.90% to 1.25% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Germantown?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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