FCG Investment provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 26–50 clients last fiscal year.
FCG Investment reports 351 clients. They include 244 individual clients, 57 pension and profit-sharing plans, and 50 high-net-worth individuals. Of its assets, 50.2% ($285M across 96 accounts) are managed with discretion; $283M across 346 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 70% | 17% |
| High-net-worth individuals | 14% | 34% |
| Pension and profit-sharing plans | 16% | 49% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 244 | $97M | 17.1% | $398K |
| High-net-worth individuals | 50 | $191M | 33.5% | $3.81M |
| Pension and profit-sharing plans | 57 | $281M | 49.4% | $4.92M |
| Total | 351 | $568M | 100% | $1.62M |
- Clients
- 244
- Regulatory AUM
- $97M
- AUM share
- 17.1%
- Avg. per client
- $398K
- Clients
- 50
- Regulatory AUM
- $191M
- AUM share
- 33.5%
- Avg. per client
- $3.81M
- Clients
- 57
- Regulatory AUM
- $281M
- AUM share
- 49.4%
- Avg. per client
- $4.92M
Total
- Clients
- 351
- Regulatory AUM
- $568M
- AUM share
- 100%
- Avg. per client
- $1.62M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
FCG Investment charges 0.90% a year for its Portfolio Management. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is billed at a negotiated hourly fee of $100 to $250, paid in arrears on completion.
Lloyd Crawford owns 25% to 50% of FCG Investment. The leadership team of FCG Investment includes Chief Compliance Officer Lloyd Crawford. It has 11 employees, 10 of them in advisory roles.
Leadership
- Lloyd CrawfordManaging Member & Chief Compliance Officer
- Jeremy PlylerDirector of Retirement Plan Marketing
- Michael ThompsonPartner
Investment adviser representatives
10 representatives listed in the SEC register as of 9 October 2026.
- Lloyd Vernon Crawford
- William Lewis Gurner
- Gurner Cole Lipscomb
- Joe David Meals
- Dennis Ray Plyler
- Jeremy Shane Plyler
- Davis Rangi
- Mellio Joseph Sulipeck
- Michael David Thompson
- Alston Boyd Wade
Staff
- 11 employees
- 10 in advisory functions
- 10 state-registered reps
- 4 insurance agents
- Owns 25% to 50% of FCG Investment Company
Lloyd Crawford
Control person · since March 2020
- Owns 25% to 50% of FCG Investment Company
Michael Thompson
Control person · since March 2020
- Owns 25% to 50% of FCG Investment Company
Jeremy Plyler
Control person · since January 2026
FCG Investment’s regulatory assets grew 1.6× from $353M (April 2021) to $568M (September 2026); clients rose from 149 to 351 and employees from 9 to 11.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $568M | 351 | 11 | 1 |
| June 2025 | $458M | 288 | 9 | 1 |
| February 2024 | $419M | 213 | 9 | 1 |
| July 2023 | $442M | 198 | 9 | 1 |
| March 2022 | $463M | 242 | 10 | 1 |
| April 2021 | $353M | 149 | 9 | 1 |
Besides its headquarters, FCG Investment has 0 offices, with 1 listed address in Tennessee.
Tennessee · 1 listed address
- 9040 Garden Arbor DR, Ste 206, GermantownHQ
Contact and registration details
- Legal name
- FCG Investment Company
- Headquarters
- 9040 Garden Arbor DR, Ste 206, Germantown, TN 38138
- Website
- fcgtn.com
- Phone
- 901-309-2681
- SEC file
- 801-118437
- Structure
- Tennessee partnership
- Fiscal year end
- December
FCG Investment uses Charles Schwab ($288M) as custodian for its separately managed accounts. FCG Investment does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $288M100%
At year end, FCG Investment’s separately managed accounts were mostly in funds (66%) and stocks (31%). Its reported 13F holdings for the quarter ended 30 June 2026 total $289M across 118 positions; the largest are Nvidia Corporation (6.6%), State Str SPDR S&P 500 ETF T (5.8%) and Apple Inc. (5.4%).
What the accounts hold
- Stocks31%
- Funds66%
- Bonds3%
- U.S. government and agency bonds2%
- Investment grade corporate bonds1%
Reported 13F holdings
- $289M
- Reported 13F value
- 118
- Positions
- 45.8%
- In the 10 largest
- +26.8%
- Value vs. prior quarter
- Nvidia Corporation6.6%
- State Str SPDR S&P 500 ETF T · TR Unit5.8%
- Apple Inc.5.4%
- Alphabet Inc. · Cap Stk CL A5.4%
- Invesco Exch Traded FD TR II · Nasdaq 100 ETF4.6%
- Microsoft Corp.4.5%
- Amazon Com Inc.4.1%
- Blackrock ETF Trust · iShares US Equit3.8%
- Broadcom Inc.2.9%
- Micron Technology Inc.2.7%
Together, the ten largest are 45.8% of reported value.
How many clients does FCG Investment have?
FCG Investment has 351 clients and manages $568 million for them, as of September 2026. They include 244 individual clients, 57 pension and profit-sharing plans, and 50 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 September 2026
What services does FCG Investment offer?
FCG Investment provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does FCG Investment charge?
FCG Investment charges 0.90% a year for its Portfolio Management. The fee is billed in advance and is negotiable.
Source: ADV PART 2A- FCG INVESTMENT COMPANY, filed 27 August 2026
Which custodians does FCG Investment use?
FCG Investment’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $288M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 September 2026
How many financial advisors does FCG Investment have?
FCG Investment has 10 investment adviser representatives registered with state securities authorities, out of 11 employees, and 10 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does FCG Investment invest in?
At the end of its last fiscal year, FCG Investment’s separately managed accounts held 66% registered funds (mutual funds, ETFs, BDCs), 31% exchange-traded equities, 2% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns FCG Investment?
FCG Investment’s direct owners are Lloyd Crawford, Michael Thompson and Jeremy Plyler, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 23 September 2026
How does FCG Investment get paid?
FCG Investment is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact FCG Investment?
FCG Investment’s main office is at 9040 Garden Arbor DR, Ste 206, Germantown, TN 38138. Its phone number is 901-309-2681. Its website is fcgtn.com.