Top 5 financial advisor firms in MT Pleasant

5 SEC-registered financial advisor firms are headquartered in MT Pleasant, SC, with $2.05B in combined regulatory assets under management. The largest by assets are Headland Capital ($559M), Jackson Financial Services ($498M) and Fusion Capital ($492M).

5
Financial advisor firms: $2.05B
Their combined AUM: $492M
Median firm AUM: 2,072
Clients of the top 5

The 5 largest by assets

1
Headland Capital
RIA
$559M
1.50% to 1.75%
2
Jackson Financial Services
RIA
$498M
0.50% to 0.50% a year
3
Fusion Capital
RIA
$492M
1.50% to 1.90%
4
JP Wealth Management
RIA
$274M
0.40% to 1.00% a year
5
Carroll Investors
RIA
$221M
1.00% to 3.00% a year

Profiles of the top 5

No. 1 · RIA

Headland Capital

Headland Capital is an investment adviser based in MT. Pleasant, SC, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $559 million, as filed on 24 June 2026.

Headland Capital charges 1.50%–1.75% for its Headland Capital Wrap Fee Program. The brochure does not state whether the rate is annual.

Regulatory AUM: $559M
Clients: 656
Advisory staff: 12
Fee schedule: 1.50% to 1.75%
Custodians: LPL Financial
Headquarters: 300 West Coleman BLVD., Suite 204, MT. Pleasant, SC 29464
Phone: 843-388-4300
Website: headland.capital

No. 2 · RIA

Jackson Financial Services

Jackson Financial Services is an investment adviser based in MT. Pleasant, SC, registered with the SEC since 2004. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $498 million, as filed on 30 March 2026.

Jackson Financial Services charges 0.50% a year for its Portfolio Management.

Regulatory AUM: $498M
Clients: 557
Advisory staff: 3
Founded: 2004
Fee schedule: 0.50% to 0.50% a year
Custodians: Charles Schwab
Headquarters: 1311 Chuck Dawley BLVD., Suite 103, MT. Pleasant, SC 29464
Phone: 800-752-2354
Website: jacksonfinancial.org

No. 3 · RIA

Fusion Capital

Fusion Capital is an investment adviser based in MT. Pleasant, SC, registered with the SEC since 2017. It provides investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $492 million, as filed on 15 September 2026.

Fusion Capital charges 1.50%–1.90% for its Asset Management. The brochure does not state whether the rate is annual.

Regulatory AUM: $492M
Clients: 700
Advisory staff: 4
Founded: 2010
Fee schedule: 1.50% to 1.90%
Custodians: Charles Schwab
Headquarters: 1459 Stuart Engals BLVD, Suite 301, MT. Pleasant, SC 29464
Phone: 843-972-0065
Website: fusioncapital.net

No. 4 · RIA

JP Wealth Management

JP Wealth Management is an investment adviser based in MT. Pleasant, SC, registered with the SEC since 2004. It provides financial planning and investment management. Its clients include high-net-worth individuals and pension and profit-sharing plans. Its regulatory assets under management total $274 million, as filed on 30 March 2026.

JP Wealth Management charges 0.40%–1.00% a year for its Investment Management Fees.

Regulatory AUM: $274M
Clients: 71
Advisory staff: 1
Fee schedule: 0.40% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 3401 Salterbeck Court, Suite 202, MT. Pleasant, SC 29466-7117
Phone: 866-562-6969

No. 5 · RIA

Carroll Investors

Carroll Investors is an investment adviser based in MT Pleasant, SC, registered with the SEC since 2020. It provides investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $221 million, as filed on 19 March 2026.

Carroll Investors charges 1.00%–3.00% a year for its Portfolio Management Services.

Regulatory AUM: $221M
Clients: 88
Advisory staff: 2
Founded: 2021
Fee schedule: 1.00% to 3.00% a year
Custodians: Raymond James
Headquarters: 1036 Lansing DR, Suite 102, MT Pleasant, SC 29464
Phone: 843-352-4963

Questions about financial advisors in MT Pleasant

How many financial advisor firms are headquartered in MT Pleasant?

5 SEC-registered financial advisor firms report their principal office in MT Pleasant, SC, managing $2.05B in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in MT Pleasant?

Headland Capital, with $559M in regulatory assets under management on its latest Form ADV. The next largest are Jackson Financial Services ($498M) and Fusion Capital ($492M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in MT Pleasant?

The median firm manages $492M in regulatory assets. That is the midpoint of the 5 firms headquartered in MT Pleasant.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in MT Pleasant charge?

Of the 5 largest firms, 5 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.50% to 3.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in MT Pleasant?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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