Top 4 financial advisor firms in Rock Hill

4 SEC-registered financial advisor firms are headquartered in Rock Hill, SC, with $1.66B in combined regulatory assets under management. The largest by assets are BNA Wealth ($620M), Burkett Financial Services ($573M) and Core Compliance Group ($338M).

4
Financial advisor firms: $1.66B
Their combined AUM: $455M
Median firm AUM: 2,351
Clients of the top 4

The 4 largest by assets

1
BNA Wealth
RIA
$620M
Regulatory AUM
2
Burkett Financial Services
RIA
$573M
0.40% to 1.00% a year
3
Core Compliance Group
RIA
$338M
Regulatory AUM
4
Anderson Griggs & Company
RIA
$134M
Regulatory AUM

Profiles of the top 4

No. 1 · RIA

BNA Wealth

BNA Wealth is an investment adviser based in Rock Hill, SC, registered with the SEC since 1995. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $620 million, as filed on 16 July 2026.

Regulatory AUM: $620M
Clients: 542
Advisory staff: 5
Custodians: Charles Schwab
Headquarters: 596 Herrons Ferry Road, Suite 300, Rock Hill, SC 29730
Phone: 803-324-7100
Website: bnacpa.com

No. 2 · RIA

Burkett Financial Services

Burkett Financial Services is an investment adviser based in Rock Hill, SC, registered with the SEC since 2007. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $573 million, as filed on 3 February 2026.

Burkett Financial Services charges 0.40%–1.00% a year for its Portfolio management fee.

Regulatory AUM: $573M
Clients: 476
Advisory staff: 5
Founded: 2000
Fee schedule: 0.40% to 1.00% a year
Minimum account: $500,000
Custodians: Charles Schwab
Headquarters: 128 East Main Street, Suite 101, Rock Hill, SC 29730
Phone: 803-980-3232
Website: burkettfs.com

No. 3 · RIA

Core Compliance Group

Core Compliance Group is an investment adviser based in Rock Hill, SC, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $338 million, as filed on 2 March 2026.

Regulatory AUM: $338M
Clients: 1,163
Advisory staff: 9
Custodians: LPL Financial, SEI Investments Distribution
Headquarters: 744 Arden Lane, Suite 175, Rock Hill, SC 29732
Phone: 803-323-8706

No. 4 · RIA

Anderson Griggs & Company

Anderson Griggs & Company is an investment adviser based in Rock Hill, SC, registered with the SEC since 2025. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $134 million, as filed on 21 January 2026.

Regulatory AUM: $134M
Clients: 170
Advisory staff: 3
Custodians: Charles Schwab
Headquarters: 113 E. Main Street, Suite 310, Rock Hill, SC 29730
Phone: 803-324-5044
Website: andersongriggs.com

Questions about financial advisors in Rock Hill

How many financial advisor firms are headquartered in Rock Hill?

4 SEC-registered financial advisor firms report their principal office in Rock Hill, SC, managing $1.66B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Rock Hill?

BNA Wealth, with $620M in regulatory assets under management on its latest Form ADV. The next largest are Burkett Financial Services ($573M) and Core Compliance Group ($338M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Rock Hill?

The median firm manages $455M in regulatory assets. That is the midpoint of the 4 firms headquartered in Rock Hill.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Rock Hill?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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