Top 10 financial advisor firms in Albuquerque

11 SEC-registered financial advisor firms are headquartered in Albuquerque, NM, with $3.59B in combined regulatory assets under management. The largest by assets are John Moore & Associates ($1.03B), Zanetti Financial ($809M) and Portfolio ($395M).

11
Financial advisor firms: $3.59B
Their combined AUM: $188M
Median firm AUM: 4,975
Clients of the top 10

The 10 largest by assets

1
John Moore & Associates
RIA
$1.03B
Regulatory AUM
2
Zanetti Financial
RIA
$809M
Regulatory AUM
3
Portfolio
RIA
$395M
0.85% to 1.50% a year
4
Madrid Wealth Management
RIA
$212M
0.40% to 1.00% a year
5
Sandia Wealth Management
RIA
$193M
Up to 1.00% a year
6
Cross State Financial Group
RIA
$188M
Regulatory AUM
7
Hanseatic Management Services
RIA
$174M
1.50% to 1.50% a year
8
Prien Asset Management
RIA
$154M
0.50% to 1.40% a year
9
Steve Lynch Wealth Management
RIA
$153M
1.25% to 1.25% a year
10
Oakmont Advisory Group
RIA
$150M
0.45% to 1.20% a year

Profiles of the top 10

No. 1 · RIA

John Moore & Associates

John Moore & Associates is an investment adviser based in Albuquerque, NM, registered with the SEC since 1998. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $1.03 billion, as filed on 1 April 2026.

Regulatory AUM: $1.03B
Clients: 729
Advisory staff: 9
Founded: 1997
Custodians: Raymond James
Headquarters: 8220 San Pedro DR Ne, Suite 310, Albuquerque, NM 87113
Phone: 505-881-5100
Website: johnmoore.com

No. 2 · RIA

Zanetti Financial

Zanetti Financial is an investment adviser based in Albuquerque, NM, registered with the SEC since 2021. It provides investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $809 million, as filed on 6 April 2026.

Regulatory AUM: $809M
Clients: 1,481
Advisory staff: 2
Headquarters: 5130 San Francisco RD Ne, Suite A, Albuquerque, NM 87109
Phone: 505-250-3754
Website: zanettifinancial.com

No. 3 · RIA

Portfolio

Portfolio is an investment adviser based in Albuquerque, NM, registered with the SEC since 2008. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and other investment advisers. Its regulatory assets under management total $395 million, as filed on 7 January 2026.

Portfolio charges 0.85%–1.50% a year for its Portfolio Private Client Wrap-Fee Program.

Regulatory AUM: $395M
Clients: 283
Advisory staff: 1
Founded: 2008
Fee schedule: 0.85% to 1.50% a year
Minimum account: $1,500,000
Custodians: Charles Schwab
Headquarters: 6100 Uptown BLVD Ne, Suite 540, Albuquerque, NM 87110
Phone: 505-884-3445
Website: portfoliollc.com

No. 4 · RIA

Madrid Wealth Management

Madrid Wealth Management is an investment adviser based in Albuquerque, NM, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $212 million, as filed on 13 July 2026.

Madrid Wealth Management charges 0.40%–1.00% a year for its Wealth Management Services.

Regulatory AUM: $212M
Clients: 128
Advisory staff: 4
Founded: 2024
Fee schedule: 0.40% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 9400 Holly Ave Ne, BLDG 4, Albuquerque, NM 87122
Phone: 505-633-5332
Website: madridwm.com

No. 5 · RIA

Sandia Wealth Management

Sandia Wealth Management is an investment adviser based in Albuquerque, NM, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $193 million, as filed on 24 March 2026.

Sandia Wealth Management charges up to 1.00% a year for its Portfolio Management Services.

Regulatory AUM: $193M
Clients: 239
Advisory staff: 1
Fee schedule: Up to 1.00% a year
Minimum account: $100,000
Custodians: Raymond James
Headquarters: 9201 Montgomery Ne Suite 401, Albuquerque, NM 87111
Phone: 505-296-1100
Website: sandiawealth.com

No. 6 · RIA

Cross State Financial Group

Cross State Financial Group is an investment adviser based in Albuquerque, NM, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals and charitable organizations. Its regulatory assets under management total $188 million, as filed on 24 April 2026.

Regulatory AUM: $188M
Clients: 406
Advisory staff: 10
Custodians: Charles Schwab
Headquarters: 6721 Academy RD. Ne, Suite B, Albuquerque, NM 87109
Phone: 800-621-6974
Website: crossstatefinancialgrandhaven.com

No. 7 · RIA

Hanseatic Management Services

Hanseatic Management Services is an investment adviser based in Albuquerque, NM, registered with the SEC since 1995. It provides financial planning and investment management. Its clients include other investment advisers, high-net-worth individuals and individual clients. Its regulatory assets under management total $174 million, as filed on 12 March 2026.

Hanseatic Management Services charges 1.50% a year for its Investment management, separately managed accounts.

Regulatory AUM: $174M
Clients: 216
Advisory staff: 4
Fee schedule: 1.50% to 1.50% a year
Minimum account: $100,000
Custodians: Interactive Brokers
Headquarters: 5600 Wyoming Ne, Suite 220, Albuquerque, NM 87109
Phone: 505-828-2824
Website: hanseaticgroup.com

No. 8 · RIA

Prien Asset Management

Prien Asset Management is an investment adviser based in Albuquerque, NM, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $154 million, as filed on 24 March 2026.

Prien Asset Management charges 0.50%–1.40% a year for its Investment Management Services.

Regulatory AUM: $154M
Clients: 290
Advisory staff: 5
Fee schedule: 0.50% to 1.40% a year
Custodians: Charles Schwab
Headquarters: 6565 Americas Parkway Ne, Ste 200, Albuquerque, NM 87110
Phone: 505-831-6342
Website: waterrockdividend.com

No. 9 · RIA

Steve Lynch Wealth Management

Steve Lynch Wealth Management is an investment adviser based in Albuquerque, NM, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $153 million, as filed on 30 April 2026.

Steve Lynch Wealth Management charges 1.25% a year for its Advisory Service Agreement.

Regulatory AUM: $153M
Clients: 727
Advisory staff: 2
Fee schedule: 1.25% to 1.25% a year
Minimum account: $10,000
Headquarters: 6605 Uptown BLVD. Ne, Suite 370, Albuquerque, NM 87110
Phone: 505-881-7526
Website: stevelynchwealth.com

No. 10 · RIA

Oakmont Advisory Group

Oakmont Advisory Group is an investment adviser based in Albuquerque, NM, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $150 million, as filed on 26 May 2026.

Oakmont Advisory Group charges 0.45%–1.20% a year for its Portfolio Management Fees.

Regulatory AUM: $150M
Clients: 476
Advisory staff: 3
Fee schedule: 0.45% to 1.20% a year
Custodians: Altruist
Headquarters: 2001 Carlisle BLVD Ne, Suite D, Albuquerque, NM 87110-4939
Phone: 505-821-6966
Website: oakmontadvisory.com

Questions about financial advisors in Albuquerque

How many financial advisor firms are headquartered in Albuquerque?

11 SEC-registered financial advisor firms report their principal office in Albuquerque, NM, managing $3.59B in regulatory assets between them. The other 4 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Albuquerque?

John Moore & Associates, with $1.03B in regulatory assets under management on its latest Form ADV. The next largest are Zanetti Financial ($809M) and Portfolio ($395M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Albuquerque?

The median firm manages $188M in regulatory assets. That is the midpoint of the 11 firms headquartered in Albuquerque.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Albuquerque charge?

Of the 10 largest firms, 7 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Albuquerque?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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