Top 4 financial advisor firms in Montgomery

4 SEC-registered financial advisor firms are headquartered in Montgomery, AL, with $3.84B in combined regulatory assets under management. The largest by assets are Jackson Thornton Wealth Management ($2.01B), Marble Wealth ($1.05B) and McDonald Financial Services ($444M).

4
Financial advisor firms: $3.84B
Their combined AUM: $744M
Median firm AUM: 4,459
Clients of the top 4

The 4 largest by assets

1
Jackson Thornton Wealth Management
RIA
$2.01B
0.35% to 1.25% a year
2
Marble Wealth
RIA
$1.05B
Regulatory AUM
3
McDonald Financial Services
RIA
$444M
1.00% to 2.00% a year
4
Tucker JR., Douglas, Ray
RIA
$339M
Regulatory AUM

Profiles of the top 4

No. 1 · RIA

Jackson Thornton Wealth Management

Jackson Thornton Wealth Management is an investment adviser based in Montgomery, AL, registered with the SEC since 2002. It provides investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $2.01 billion, as filed on 27 May 2026.

Jackson Thornton Wealth Management charges 0.35%–1.25% a year for its Investment Management Services.

Regulatory AUM: $2.01B
Clients: 988
Advisory staff: 9
Founded: 1999
Fee schedule: 0.35% to 1.25% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 200 Commerce Street, Montgomery, AL 36104
Phone: 334-834-7660
Website: jt-wm.com

No. 2 · RIA

Marble Wealth

Marble Wealth is an investment adviser based in Montgomery, AL, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and pension and profit-sharing plans. Its regulatory assets under management total $1.05 billion, as filed on 22 July 2026.

Regulatory AUM: $1.05B
Clients: 314
Advisory staff: 5
Custodians: Fidelity
Headquarters: 4001 Carmichael Road, Suite 240, Montgomery, AL 36106
Phone: 334-679-4800
Website: marblewealth.com

No. 3 · RIA

McDonald Financial Services

McDonald Financial Services is an investment adviser based in Montgomery, AL, registered with the SEC since 2016. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $444 million, as filed on 31 March 2026.

McDonald Financial Services charges 1.00%–2.00% a year for its Asset Management.

Regulatory AUM: $444M
Clients: 721
Advisory staff: 6
Fee schedule: 1.00% to 2.00% a year
Custodians: LPL Financial
Headquarters: 350 Leavell Circle, Montgomery, AL 36117
Phone: 334-387-0094
Website: invistaadvisors.com

No. 4 · RIA

Tucker JR., Douglas, Ray

Tucker JR., Douglas, Ray is an investment adviser based in Montgomery, AL, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $339 million, as filed on 16 March 2026.

Regulatory AUM: $339M
Clients: 2,436
Advisory staff: 3
Custodians: Charles Schwab, Capital Bank and Trust
Headquarters: 254 Winton Blount Loop, Montgomery, AL 36117
Phone: 334-277-0500
Website: tuckerfinancial.net

Questions about financial advisors in Montgomery

How many financial advisor firms are headquartered in Montgomery?

4 SEC-registered financial advisor firms report their principal office in Montgomery, AL, managing $3.84B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Montgomery?

Jackson Thornton Wealth Management, with $2.01B in regulatory assets under management on its latest Form ADV. The next largest are Marble Wealth ($1.05B) and McDonald Financial Services ($444M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Montgomery?

The median firm manages $744M in regulatory assets. That is the midpoint of the 4 firms headquartered in Montgomery.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Montgomery?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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