Wolfgang Capital provides financial planning, portfolio management for individuals and small businesses, and educational seminars.
Wolfgang Capital reports 430 clients. They include 375 individual clients and 55 high-net-worth individuals. Of its assets, 100.0% ($129M across 729 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 87% | 38% |
| High-net-worth individuals | 13% | 62% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 375 | $49M | 38.0% | $131K |
| High-net-worth individuals | 55 | $79.8M | 62.0% | $1.45M |
| Total | 430 | $129M | 100% | $300K |
- Clients
- 375
- Regulatory AUM
- $49M
- AUM share
- 38.0%
- Avg. per client
- $131K
- Clients
- 55
- Regulatory AUM
- $79.8M
- AUM share
- 62.0%
- Avg. per client
- $1.45M
Total
- Clients
- 430
- Regulatory AUM
- $129M
- AUM share
- 100%
- Avg. per client
- $300K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Wolfgang Capital charges 1.00%–2.00% a year for its Asset Management. The fee is billed in arrears and is negotiable.
Fee details and sources
Zachary Herzog owns 75% or more of Wolfgang Capital. The leadership team of Wolfgang Capital includes Chief Compliance Officer Ryan Mizer. It has 5 employees, 3 of them in advisory roles.
Leadership
- Ryan MizerChief Compliance Officer
- Zachary HerzogOwner/CEO
- Ryan MizerManaging Director
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Ryan Cole Mizer
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 insurance agents
- 1 soliciting firm
- Owns 75% or more of Wolfgang Capital LLC
Zachary Herzog
Control person · since March 2016
Besides its headquarters, Wolfgang Capital has 2 offices, with 3 listed addresses in California.
California · 3 listed addresses
- 28751 Rancho California RD, Suite 100, TemeculaHQ
- 11440 West Bernardo Court, San Diego
- 1902 Wright Place, Carlsbad
Other business names
Wolfgang Capital has reported 1 other business name to the SEC.
- Wolfgang
Contact and registration details
- Legal name
- Wolfgang Capital LLC
- Headquarters
- 28751 Rancho California RD, Suite 100, Temecula, CA 92590
- Website
- wolfgangc.com
- Phone
- 951-200-5084
- @wolfgang-capital-llc
- SEC file
- 801-134184
- Structure
- California LLC
- Fiscal year end
- December
Wolfgang Capital uses Charles Schwab ($129M) as custodian for its separately managed accounts. Wolfgang Capital does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $129M100%
At year end, Wolfgang Capital’s separately managed accounts were mostly in stocks (56%) and funds (34%).
What the accounts hold
- Stocks56%
- Funds34%
- Bonds7%
- State and local bonds5%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash3%
How many clients does Wolfgang Capital have?
Wolfgang Capital has 430 clients and manages $129 million for them, as of February 2026. They include 375 individual clients and 55 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 February 2026
What services does Wolfgang Capital offer?
Wolfgang Capital provides financial planning, portfolio management for individuals and small businesses, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Wolfgang Capital charge?
Wolfgang Capital charges 1.00%–2.00% a year for its Asset Management. The fee is billed in arrears and is negotiable.
Which custodians does Wolfgang Capital use?
Wolfgang Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $129M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 February 2026
How many financial advisors does Wolfgang Capital have?
Wolfgang Capital has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wolfgang Capital invest in?
At the end of its last fiscal year, Wolfgang Capital’s separately managed accounts held 56% exchange-traded equities, 34% registered funds (mutual funds, ETFs, BDCs), 5% state and local bonds, 3% cash and equivalents, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wolfgang Capital?
Wolfgang Capital’s direct owner is Zachary Herzog (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 17 February 2026
How does Wolfgang Capital get paid?
Wolfgang Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Wolfgang Capital?
Wolfgang Capital’s main office is at 28751 Rancho California RD, Suite 100, Temecula, CA 92590. Its phone number is 951-200-5084. Its website is wolfgangc.com.