{"url":"https://nivawealth.com/firms/wolfgang-capital-283525","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/283525","regulatoryAum":128884000,"crd":"283525","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8134007","suffix":null,"lastName":"Cramer","firstName":"Travis","middleName":null},{"crd":"6245971","suffix":null,"lastName":"HERZOG","firstName":"ZACHARY","middleName":"WOLFGANG"},{"crd":"6847725","suffix":null,"lastName":"Mizer","firstName":"Ryan","middleName":"Cole"},{"crd":"7698943","suffix":null,"lastName":"Sanchez","firstName":"Enrique","middleName":"G"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134184","legalName":"Wolfgang Capital LLC","displayName":"Wolfgang 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2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":299730.23255813954,"staff":{"employees":5,"advisory":3,"brokerDealerReps":0,"insuranceAgents":3,"promoters":1},"aum":{"regulatory":128884000,"discretionary":128884000,"discretionaryAccounts":729,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":375,"regulatoryAum":49036000},{"label":"High-net-worth individuals","clients":55,"regulatoryAum":79848000}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009359","versionId":1009359,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-02-17","documentName":"ADV PART 2A & 2B 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band and a control person, since March 2016."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"California","offices":3,"addresses":[{"street":"28751 Rancho California RD, Suite 100","city":"Temecula","headquarters":true},{"street":"11440 West Bernardo Court","city":"San Diego"},{"street":"1902 Wright Place","city":"Carlsbad"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"951-200-5084","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":56},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":5},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":34},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"17 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/283525/PDF/283525.pdf","brochureDate":"17 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009359","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wolfgang Capital have?","answer":"Wolfgang Capital has 430 clients and manages $129 million for them, as of February 2026. They include 375 individual clients and 55 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wolfgang Capital offer?","answer":"Wolfgang Capital provides financial planning, portfolio management for individuals and small businesses, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Wolfgang Capital charge?","answer":"Wolfgang Capital charges 1.00%–2.00% a year for its Asset Management. The fee is billed in arrears and is negotiable.","source":"ADV PART 2A & 2B SEC, filed 17 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Wolfgang Capital use?","answer":"Wolfgang Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $129M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Wolfgang Capital have?","answer":"Wolfgang Capital has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wolfgang Capital invest in?","answer":"At the end of its last fiscal year, Wolfgang Capital’s separately managed accounts held 56% exchange-traded equities, 34% registered funds (mutual funds, ETFs, BDCs), 5% state and local bonds, 3% cash and equivalents, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wolfgang Capital?","answer":"Wolfgang Capital’s direct owner is Zachary Herzog (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wolfgang Capital get paid?","answer":"Wolfgang Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Wolfgang Capital?","answer":"Wolfgang Capital’s main office is at 28751 Rancho California RD, Suite 100, Temecula, CA 92590. Its phone number is 951-200-5084. Its website is wolfgangc.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}