Zachary Herzog has been Owner/CEO of Wolfgang Capital since March 2016, is a control person of the firm and directly owns 75% or more of it.
Wolfgang Capital LLC is a Temecula, CA firm with $129M under management, 430 clients and 3 advisers across 3 offices, as of its February 2026 filing.
Zachary W. Herzog is CEO of Wolfgang Capital. He started his own firms. He is a published author, a member and contributor of Forbes Finance Council and a contributing author to Kiplinger.
Zachary Herzog’s longest registration is the current one, 10 years at Wolfgang Capital since 2016. Before joining Wolfgang Capital in 2016, Zachary Herzog was registered through T&T Capital Management and Diverse Financial Investment Advisory Group.
- T&T Capital Management– · 1 yearIrvine, CA · Adviser representative · Firm CRD 158407
- Diverse Financial Investment Advisory Group– · under a yearNewport Beach, CA · Adviser representative · Firm CRD 168965
Investment adviser representative registrations
Zachary Herzog is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2016; the most recent is Texas, in November 2020.
- CaliforniaSince 6 May 2016
- TexasResidentSince 18 November 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 May 2013 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Zachary Wolfgang Herzog
- CRD
- 6245971
- Firm
- Wolfgang Capital · CRD 283525
- Role
- Owner/CEO
- Office
- 28751 RANCHO CALIFORNIA RD, SUITE 100, Temecula, CA 92590
- Registration
- Investment adviser registration
- In the industry since
- November 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wolfgangc.com
Where does Zachary Herzog work?
Zachary Herzog has been Owner/CEO of Wolfgang Capital LLC since March 2016, and is a control person of the firm.
Is Zachary Herzog a financial advisor?
Yes. Zachary Herzog has a current investment-adviser registration in California and Texas, through Wolfgang Capital since May 2016.
How many years of experience does Zachary Herzog have?
Zachary Herzog has 12 years in the financial industry, since November 2013, across 3 adviser firms.
What exams has Zachary Herzog passed?
Zachary Herzog passed the Series 65 in May 2013.
Where did Zachary Herzog work before Wolfgang Capital?
Before Wolfgang Capital, Zachary Herzog was registered through T&T Capital Management, June 2014 to May 2016; Diverse Financial Investment Advisory Group, November 2013 to August 2014.
Where is Zachary Herzog based?
Zachary Herzog’s registered office is in Temecula, CA.
Is Zachary Herzog registered with FINRA?
No. Zachary Herzog has no current broker registration.
How can I verify Zachary Herzog’s record?
Search CRD 6245971 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Zachary Herzog’s full registration record.
- Ryan MizerChief Compliance Officer
- Ryan MizerManaging Director