WLTH Capital Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, estate planning, and tax planning. Financial planning was provided to 51–100 clients last fiscal year.
WLTH Capital Management reports 81 clients. They include 56 high-net-worth individuals and 25 individual clients. Of its assets, 100.0% ($230M across 425 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 31% | 5% |
| High-net-worth individuals | 69% | 94% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 25 | $11.3M | 4.9% | $452K |
| High-net-worth individuals | 56 | $217M | 94.3% | $3.87M |
| Pension and profit-sharing plans | Fewer than 5 | $1.07M | 0.5% | — |
| Corporations and other businesses | Fewer than 5 | $783K | 0.3% | — |
| Total | 81 | $230M | 100% | — |
- Clients
- 25
- Regulatory AUM
- $11.3M
- AUM share
- 4.9%
- Avg. per client
- $452K
- Clients
- 56
- Regulatory AUM
- $217M
- AUM share
- 94.3%
- Avg. per client
- $3.87M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.07M
- AUM share
- 0.5%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $783K
- AUM share
- 0.3%
- Avg. per client
- —
Total
- Clients
- 81
- Regulatory AUM
- $230M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
WLTH Capital Management is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Retirement plan advisory
- Retirement plan advisory fees are an annual asset-based fee of up to 0.3%, billed in advance and negotiable.
- Standalone financial planning
- Standalone financial planning is a fixed engagement fee of up to $10,000, negotiable, with up to 50% invoiced at signing.
Cean Kenefick-Rogers owns 75% or more of WLTH Capital Management. The leadership team of WLTH Capital Management includes Chief Compliance Officer Cean Kenefick-Rogers. It has 6 employees, 3 of them in advisory roles.
Leadership
Cean Kenefick-RogersPrincipal and Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of WLTH Capital Management, LLC
Cean Kenefick-Rogers
Control person · since March 2025
WLTH Capital Management’s regulatory assets grew Infinity× from $0 (May 2025) to $230M (September 2026); employees rose from 2 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $230M | 81 | 6 | 1 |
| May 2025 | $0 | 0 | 2 | 1 |
Besides its headquarters, WLTH Capital Management has 0 offices, with 1 listed address in Arizona.
Arizona · 1 listed address
- 3200 West Ray Road, Suite 237, ChandlerHQ
Contact and registration details
- Legal name
- WLTH Capital Management, LLC
- Headquarters
- 3200 West Ray Road, Suite 237, Chandler, AZ 85226
- Website
- wlthcapitalmanagement.com
- Phone
- 480-795-4475
- @wlth-capital-management
- SEC file
- 801-132454
- Founded
- 2025
- Structure
- Delaware LLC
- Fiscal year end
- December
WLTH Capital Management uses Charles Schwab ($157M, 69%) and Fidelity ($72.3M, 31%) as custodians for its separately managed accounts. WLTH Capital Management has custody of $36.1M in client assets for 49 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $72.3M31%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $157M69%
At year end, WLTH Capital Management’s separately managed accounts were mostly in stocks (69%) and funds (25%). Its reported 13F holdings for the quarter ended 30 June 2026 total $156M across 29 positions; the largest are iShares TR (16.1%), iShares TR (13.7%) and Vanguard Scottsdale Fds (11.0%).
What the accounts hold
- Stocks69%
- Funds25%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash4%
Reported 13F holdings
- $156M
- Reported 13F value
- 29
- Positions
- 81.3%
- In the 10 largest
- +22.3%
- Value vs. prior quarter
- iShares TR · Core MSCI Eafe16.1%
- iShares TR · 7-10 YR Trsy BD13.7%
- Vanguard Scottsdale Fds · Long Term Treas11.0%
- iShares Inc. · Core MSCI Emkt9.1%
- Invesco Exch Trd Slf Idx FD · Bulshs 2027 CB8.2%
- iShares TR · Core S&P500 ETF7.4%
- iShares TR · Core S&P Scp ETF5.7%
- iShares TR · Core S&P Mcp ETF4.5%
- Bny Mellon ETF Trust · Global Infrasctr3.6%
- SPDR Index Shs Fds · ST Str PO EX ETF2.0%
Together, the ten largest are 81.3% of reported value.
How many clients does WLTH Capital Management have?
WLTH Capital Management has 81 clients and manages $230 million for them, as of September 2026. They include 56 high-net-worth individuals and 25 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 September 2026
What services does WLTH Capital Management offer?
WLTH Capital Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, estate planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does WLTH Capital Management use?
WLTH Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $157M and Fidelity Brokerage Services LLC (Smithfield, RI), with $72.3M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 September 2026
How many financial advisors does WLTH Capital Management have?
WLTH Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does WLTH Capital Management invest in?
At the end of its last fiscal year, WLTH Capital Management’s separately managed accounts held 69% exchange-traded equities, 25% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns WLTH Capital Management?
WLTH Capital Management’s direct owner is Cean Kenefick-Rogers (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 September 2026
How does WLTH Capital Management get paid?
WLTH Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact WLTH Capital Management?
WLTH Capital Management’s main office is at 3200 West Ray Road, Suite 237, Chandler, AZ 85226. Its phone number is 480-795-4475. Its website is wlthcapitalmanagement.com.